International College of Financial Planning

MAY 30, 2023

The Role of Ethics in Finance Defining Ethics in the Context of Finance Ethics in finance refers to the moral principles that guide the behavior and decision-making of finance professionals. Some popular finance careers include financial planning, investment banking, corporate finance, and risk management.

Ethics 40

Ethics Education Compliance Clients 40

Harness Wealth

OCTOBER 11, 2023

In this guide from Harness Tax , we’ll explore why cybersecurity is increasingly important in the accounting industry, delve into the types of cybersecurity risks, and offer a set of best practices for risk management. Conduct a risk assessment, review access controls, and ensure compliance with industry standards.

Accounting 59

Accounting Taxes Clients Communication 59

The Big Picture

DECEMBER 6, 2022

BERRUGA: We think it’s a great solution for clients that are looking for two things, either income or like a risk management tool to play the volatile environment that we have seen in the markets. But when you factor in, you know, legal costs, compliance, portfolio management, trading, there is a lot that goes into launching an ETF.

Clients 162

Clients Investing Investments Management 162

Carson Wealth

JANUARY 28, 2025

A recent survey of donors and nonprofits found that one in five projects are negatively affected by risk. [1] 1] So, its essential to integrate strong risk management practices into your philanthropic activities. Key Financial Risks to Watch For Four kinds of risk can affect philanthropic outcomes: Financial risk.

Risk Management 52

Risk Management Nonprofit Management Compliance 52

Brown Advisory

JUNE 2, 2021

These may also be called SDGlinked bonds in reference to the UN Sustainable Development Goals (SDGs). Furthermore, adherence and compliance with the criteria are largely determined by issuer and/or underwriter, posing a conflict of interest. Are instruments financing the purchase of offsets or renewable energy credits greenwashing?

Certification 52

Certification Investing Investments Transportation 52

Brown Advisory

JUNE 2, 2021

These may also be called SDGlinked bonds in reference to the UN Sustainable Development Goals (SDGs). . Furthermore, adherence and compliance with the criteria are largely determined by issuer and/or underwriter, posing a conflict of interest. Are instruments financing the purchase of offsets or renewable energy credits greenwashing?

Certification 52

Certification Investing Investments Transportation 52

SEI

SEPTEMBER 6, 2022

The space is still relatively nascent, terminology is still enigmatic at times, and there remains a large degree of uncertainly and opaqueness with regulatory and tax compliance, which hinders broader institutional adoption. .

Assets 52

Assets Investing Investments Government 52

Brown Advisory

DECEMBER 5, 2023

The origin story of the term “ESG” therefore directly ties environmental, social, and governance know-how to: management quality, competitive position, risk management, shareholder value, new markets (growth), and brand reputation. Governance agendas are broadening to address consumer and investor pressures and expectations.

Fiduciary Duty 52

Fiduciary Duty Government Clients Investing 52

The Big Picture

NOVEMBER 14, 2023

There are a few people in the world who are more knowledgeable about the management of asset managers and what it’s like to actually run a global organization and interact with lots of aspects of the business of finance, whether that’s acquisitions or compliance, or dealing with all the legalities of multi-jurisdictional regulations.

Math 130

Math Management Insurance Assets 130

The Big Picture

AUGUST 15, 2023

And at the time, I was managing Protege Partners as a hedge fund of funds. Let me say what your compliance wouldn’t allow you to say. Last question on ESG, certain folks have been saying, “Hey, you know, it works as a pretty good risk management filter. We were short subprime mortgages with John Paulson.

Management 130

Management Investing Investments Government 130

The Big Picture

JUNE 27, 2023

BORISH: So one of the geniuses of Paul in really understanding futures markets in general is that most of the innovative risk management approaches came out of the futures markets because of the using margin. So now what do you do with risk management? What were you trading and what was he looking at?

Math 147

Math Risk Management Marketing Marketing 147

Good Financial Cents

AUGUST 12, 2023

Passive income refers to earnings derived from an enterprise in which a person is not actively involved on a daily basis. Understanding these rules or consulting a tax professional is vital to maximizing after-tax returns and compliance with tax laws. Active income refers to earnings that require consistent and direct effort.

Risk Tolerance 58

Risk Tolerance Taxes Retirement Compliance 58

The Big Picture

MAY 23, 2023

So, we’ll take elements or particular strategies from each part of our discretionary strategy and match it with con strategy and return it to clients because we understand and we work with them on their portfolio, the exposure, what they need to achieve, their risk management to create something that is a spoke for them.

Clients 162

Clients Management Engineering Investing 162

The Big Picture

JANUARY 14, 2025

Maybe we should do this out from under the compliance regulations of a broker dealer? So that is a big focus and if you think about what risk managers would do at a casino, it’s the same thing. How 00:09:09 [Speaker Changed] Long were you guys doing that before you realized, hey, this is really gonna be a successful model?

Management 147

Management Investing Investments Assets 147

The Big Picture

NOVEMBER 4, 2024

00:37:56 [Speaker Changed] Memorial Sloan Kettering you’re 00:37:57 [Speaker Changed] Referring to. So if you can manage drug compliance better, and most importantly, the easiest but not easy thing to do is to keep people out of the hospital appropriately. Memorial Sloan Kettering. How, how do they differ? And drug costs.

Healthcare 130

Healthcare Medical Investing Investments 130