International College of Financial Planning
JUNE 14, 2023
It is important to note that a new NISM certification must be obtained before the expiry of the existing certificate to ensure compliance with guidelines. Upon receiving the fees, SEBI will issue the SEBI Registered Investment Advisor License, while BASL will issue a membership certificate.
Sara Grillo
DECEMBER 12, 2022
He holds multiple FINRA licenses and he is associated with The Leaders Group, and independent broker-dealer. Charles King is a financial advisor licensed in 55 states and territories. Doug has traveled all over his home state of Virginia to host Social Security workshops for advisors. Matt Pruitt, CFP®, CFA®. Charles King.
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FMG
DECEMBER 22, 2022
My new brand also allows me to focus more on creating- I’m currently writing a book, and breaking out some of the chapters into workshops on topics like money mindset and money and relationships. I followed realtors, lenders, creators, speakers, as well as non-licensed money bloggers to get some great ideas.
Sara Grillo
JUNE 20, 2022
But nothing was done until I voice that frustration and an email to compliance or to HR, I forgot who it was, did anything actually get done, ’cause from that conversation with that partner until the time I re-located to my practice to Tampa, I think it was probably about six months or so. SARA GRILLO, CFA: Yeah.
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