Assets Investment Advisor Investment Planning License 
WiserAdvisor
JUNE 2, 2023
There are several kinds of financial advisors, including financial planners, retirement planners, portfolio managers, insurance agents, wealth managers, accountants, investment advisors, robo- advisors, stockbrokers, and more. Below are the different kinds of financial advisors you may choose from: 1.
Sara Grillo
DECEMBER 12, 2022
This can get complicated when services are bundled and provided for one inclusive fee, which in certain cases (AUM advisors) is calculated off the amount of assets the advisor is managing. He holds multiple FINRA licenses and he is associated with The Leaders Group, and independent broker-dealer. Matt Pruitt, CFP®, CFA®.
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Sara Grillo
NOVEMBER 14, 2022
He is a flat fee advisor; not a licensed insurance agent. I am a CFA® charterholder and financial advisor marketing consultant. I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” Should advisors go to hell before selling an annuity?
James Hendries
OCTOBER 25, 2022
As more metrics start blinking red, sticking to long-term investing plans with the guidance from a financial professional is becoming more and more important. Investing involves risks including possible loss of principal. References to markets, asset classes, and sectors are generally regarding the corresponding market index.
Sara Grillo
SEPTEMBER 26, 2022
I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. Salaske: What is an investment advisor?
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