XY Planning Network

JANUARY 16, 2023

But from their employer’s perspective, they would be essentially walking out the door with the firm’s assets. From the advisor’s perspective, they’ve worked very hard to build those client relationships and manage them with the client’s best interests at heart. Who better to continue that relationship, right?

Clients 74

Clients Assets Management Recruitment 74

Inside Information

MAY 30, 2023

In the more comprehensive surveys, you will see the percentage or dollar revenues collected by each BD on annuity, life insurance and other product sales, vs. fees (defined by asset management fees, shared between the reps and the broker-dealer).

Communication 40

Communication Sales Compliance Insurance 40

Sara Grillo

SEPTEMBER 26, 2022

That lead him to start Quest Asset Management, with the novel idea of putting investor interests first as a fiduciary, which was practically unheard of at the time. A few years later Scott merged Quest with another local investment advisory firm, Portfolio Solutions, that shared the same investment principles at that time.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

APRIL 25, 2023

They’re almost a billion dollars in assets. There’s no doubt in my mind, as having run a firm that was $90 million in assets, the one that is coming where $3 and eventually $4, when the last deal closes, a billion dollars is a lot of assets. I have half a billion dollars in assets. RITHOLTZ: Right?

Compliance 154

Compliance Clients Wealth Management Management 154