Trade Brains

MAY 6, 2023

Worst Performing Stocks in India – PC JEWELLERS PC Jewellers was founded by Mr. Padam Chand Gupta in 2005. The majority of the issues related to Yes Bank were related to corporate governance and compliance. This made it the absolute worst-performing stock in India over the last 5 years. Where Did It All Go Wrong for Yes Bank?

Banking 52

Banking License Government Investing 52

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Compliance 162

Compliance Clients Wealth Management Management 162

Carson Wealth

NOVEMBER 25, 2024

annual pace we saw between 2005 and 2019. Compliance Case # 02524369_112524_C The post Market Commentary: Five Reasons to Be Thankful appeared first on Carson Wealth. annualized pace. That’s well above the 1.6% This productivity boost is something we talked about a year ago, including in our 2024 outlook.

Marketing 52

Marketing Marketing Economy Compliance 52

Carson Wealth

FEBRUARY 5, 2024

That’s well above the 2005-2019 pace of 1.5%, and it is currently higher than what it was in the late 1990s. Compliance Case # 02101272_020524_C The post Market Commentary: January Gains, Jobs Report Both Bullish for Markets appeared first on Carson Wealth.

Marketing 97

Marketing Marketing Economy Manufacturing 97

Trade Brains

FEBRUARY 28, 2024

The Company has been investing in the creation of a responsible AI that emphasizes responsibility, security, and compliance. The Parent Company of Affle (India) was founded in Singapore in 2005. The firm is present in 21 countries with 26 delivery centers spread across the US, Europe, the Middle East, India, Asia, and Australia.

Engineering 100

Engineering Government B2B Clients 100

The Big Picture

DECEMBER 14, 2022

RITHOLTZ: Are we going to get a red flag from a compliance, or is that an official statement we could use? And it’s really taking that same playbook of how do we transform these assets operations, in that case as well, you know, really help support a very carefully constructed compliance and legal structure around it as well.

Assets 162

Assets Investing Investments Portfolio 162

The Big Picture

SEPTEMBER 5, 2023

And it’s literally, “Are You Missing the Real Estate Boom” was 2005, and then the 2006 edition, Same book, different cover, “Why the Real Estate Boom Will Not Bust” and “How You Can Profit From It Now” and then the 2007 version of the exact same book, “All Real Estate Is Local.” ” MILLER: Yeah.

Sales 130

Sales Numbers Marketing Marketing 130

Carson Wealth

DECEMBER 30, 2024

in 2024, boosted by productivity growth that is running quite a bit higher than what we saw from 2005 2019. Compliance Case # 02572363 _123024_C The post Market Commentary: Seven Important Things to Remember In 2025 appeared first on Carson Wealth. Two: Our Proprietary LEI suggests expansion continues.

Marketing 65

Marketing Marketing Valuation Economy 65

The Big Picture

MAY 16, 2023

RITHOLTZ: 2004, 2005. RITHOLTZ: 2005. Um, case anybody that says anything, non-compliant, compliance tracks that also the watch list is just sort of fun. LINDZON: Yes. So I was fascinated that a businessman could build businesses on the internet. And So now flash forward to, you know, I’m a hedge fund guy. RITHOLTZ: Right.

Media 290

Media Investing Investments Valuation 290

The Big Picture

NOVEMBER 25, 2024

This was the era, 2005, 2006, all of my friends were looking to get banking roles. You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. Barry Ritholtz : That’s hilarious. And I just sort of grew and evolved from there.

Portfolio 147

Portfolio Management Marketing Marketing 147