Sara Grillo

AUGUST 14, 2023

Dr. Lee’s current research agenda includes investigating the impact of insurance licensing on financial advisor misconduct, analyzing the effect of external vs. internal work commitments on college student performance in hybrid and online learning environments, and examining risk profiles of U.S. transgender male and female investors.

Financial Advisor 52

Financial Advisor Fiduciary Duty Insurance Financial Advice 52

Sara Grillo

SEPTEMBER 26, 2022

So that’s fundamentally different, and it makes it harder for us to become a profession that it is, I think for those self-governing bodies… Wright: Well, I guess the only caveat to medicine is when you get into pharmaceuticals. Grillo: Next question. Well, we’ve kind of covered this already.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

APRIL 25, 2023

There’s not significant licensing, you know, that that takes place. HAMBURGER: And you can scale it down to a single user license. Now you buy a license. HAMBURGER: You buy a single license and you log in and you start to configure it. There’s not a high barrier to entry. RITHOLTZ: Meaning? RITHOLTZ: Right.

Compliance 157

Compliance Clients Wealth Management Management 157