Inside Information

OCTOBER 30, 2021

Going back and looking at history,” he says, “what is the problem when it comes to protecting retail investors? Yes,” says Rostad. “As I look across the investment advisory world, I don’t see much evidence of individuals remembering that fiduciary is a core differentiator in financial advice.

CFP 40

CFP Commission Education Investing 40

Walkner Condon Financial Advisors

FEBRUARY 6, 2024

This isn’t a retail investor problem, it’s a flaw in the human condition. But the key benefit of independent, fee-only financial advice just might be the objectivity of an experienced professional that has shepherded clients through different markets and understands the dangers of recency bias.

Assets 59

Assets Investing Investments Marketing 59

Sara Grillo

NOVEMBER 14, 2022

Yet the investment and insurance communities seem to be on two different sides of the fence when it comes to a solution. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. With annuities now being able to be offered in 401k plans, the playing field has changed.

Insurance 59

Insurance Financial Advisor Retirement License 59

The Big Picture

APRIL 25, 2023

So, Brian is not a stranger to me, and we have some shared financial interests, but the reason I wanted to bring him in here is there are few people in the industry who have a better perch by which to look at the world of registered investment advisors, broker-dealers, all of the changes that are taking place in the space.

Compliance 152

Compliance Wealth Management Clients Management 152