Cornerstone Financial Advisory

MARCH 14, 2025

Fairness: Promote unity by communicating the plan to heirs. Ethical Investments: Make investment choices that align with Christian values. Estate planning underlines the significance of responsible stewardship the management of resources in a way that respects God’s desires and values.

Estate Planning 52

Estate Planning Planning Ethics Healthcare 52

Cornerstone Financial Advisory

FEBRUARY 26, 2025

After all, financial resources are a divine gift, which means dutiful financial stewardship is essential to faithful wealth management. This includes how we plan and manage our estate. Stewardship is a cornerstone principle for Christiansit stresses the importance of prudent financial management as stewards of God’s blessings.

Estate Planning 52

Estate Planning Planning Ethics Distribution 52

Nerd's Eye View

JULY 8, 2024

And to meet the growing demand for the required "Ethics & Professional Responsibility" content in particular, we're also excited to announce the return of our IAR Ethics CE on August 29 , 2024! Along with the expanded CE offerings, we've also been reinvesting heavily into making the Kitces platform easier to use. and other roles.

Ethics 239

Ethics Education Financial Advice Communication 239

Nerd's Eye View

APRIL 25, 2023

Ari is Managing Partner of Values Added Financial, an independent RIA based in Washington, D.C., that oversees $143 million in assets under management (AUM) for nearly 75 client households. Welcome back to the 330th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Ari Weisbard.

Management 246

Management Financial Advisor Clients Ethics 246

Nerd's Eye View

APRIL 7, 2023

Also in industry news this week: FINRA has announced that, on the heels of its first enforcement action under the Reg BI rules, it will be ramping up its examinations of broker-dealers for potential violations (after a long period of relative leniency when firms were still determining how best to comply with the rule) A recent study from Ameriprise (..)

Financial Planner 246

Financial Planner Ethics Financial Advisor Clients 246

Nerd's Eye View

JULY 31, 2024

At the core of the examination, though, is a review of the firm's compliance policies and procedures and code of ethics, including not just a copy of the 'paper' compliance manual but also how the practices and controls the firm puts into place ensure it adheres to its compliance program.

Compliance 246

Compliance Ethics Advertising Clients 246

Nerd's Eye View

JULY 31, 2024

At the core of the examination, though, is a review of the firm's compliance policies and procedures and code of ethics, including not just a copy of the 'paper' compliance manual but also how the practices and controls the firm puts into place ensure it adheres to its compliance program.

Compliance 189

Compliance Ethics Advertising Clients 189

Nerd's Eye View

FEBRUARY 13, 2024

Melody is the president of Townsend Financial Planning, an RIA based in Lexington, KY, that oversees $112 million in assets under management for 160 client households.

Clients 130

Clients Certified Financial Planner Financial Advisor Financial Planner 130

Million Dollar Round Table (MDRT)

SEPTEMBER 8, 2024

There’s an important business process, though, that can stop them from escalating into ethics complaints. By Antoinette Tuscano, MDRT senior content specialist You hope you never get them, but misunderstandings and client complaints can happen. Dipp Metzger, CFP, MSFS.

Clients 103

Clients Ethics CFP Communication 103

International College of Financial Planning

MARCH 31, 2023

Wealth management is an important aspect of the financial world that focuses on managing wealth to help individuals and families achieve their financial goals. Wealth management involves a range of financial services as an investment, finance, real estate, tax, and risk management.

Wealth Management 52

Wealth Management Management Risk Management Ethics 52

International College of Financial Planning

MAY 30, 2023

The finance industry is known for its complexity and competitiveness,where ethics play a pivotal role in determining arofessional’s success and credibility. As a finance student, understanding and practicing ethical behavior is crucial for building a responsible and reputable career. Impact of Ethics on Finance and the Economy.

Ethics 40

Ethics Compliance Education Clients 40

NAIFA Advisor Today

APRIL 27, 2023

Andrew Holt is the Government Relations and Grassroots Manager at the National Association of Insurance and Financial Advisors (NAIFA). NAIFA works on behalf of its members to promote a favorable regulatory environment, provide professional education services, and ensure ethical professional conduct for insurance and financial advisors.

Ethics 52

Ethics Advertising Financial Advisor Insurance 52

International College of Financial Planning

MAY 20, 2024

Opting for a job oriented course after graduation in wealth management can be particularly advantageous, offering a direct route into a vibrant and lucrative financial sector. Course Curriculum: The curriculum should be comprehensive, covering essential topics in demand in wealth management.

Wealth Management 52

Wealth Management Management Certification Certified Financial Planner 52

Indigo Marketing Agency

AUGUST 13, 2024

Implementing automated tools for scheduling, client communications, and portfolio tracking can significantly reduce manual workload. There’s also the option of hiring support staff or partnering with virtual assistants to allow you to focus on high-value activities like client relationship management and strategic planning.

Financial Advisor 52

Financial Advisor Strategic Planning Media Communication 52

Yardley Wealth Management

NOVEMBER 19, 2024

The post Including Pets in Your Estate Plan for Peace of Mind appeared first on Yardley Wealth Management, LLC. They designate a trustee to manage funds and a caretaker for your pet. Ethical Considerations Allocating substantial resources to pet care can raise ethical questions, especially when there are other potential heirs.

Estate Planning 52

Estate Planning Planning Wealth Management Insurance 52

Park Place Financial

SEPTEMBER 8, 2022

To facilitate more effective personal financial management, utilize this guide to find an advisor best suited to meet your needs and desires. . Typically, these advisors are skilled in multiple areas, such as general wealth management or estate planning. Wealth Manager . How do they communicate with clients (i.e.

Financial Advisor 52

Financial Advisor Fiduciary Duty Certified Financial Planner Financial Planner 52

Midstream Marketing

MARCH 3, 2025

Transparency, ethics, and inbound marketing also play pivotal roles in building a strong online influence in the financial advisory industry. Being open, following ethical practices, and using inbound marketing strategies is key to building trust with clients. It also builds credibility in the digital world.

Financial Advisor 52

Financial Advisor Ethics Media Clients 52

International College of Financial Planning

DECEMBER 23, 2023

The FPSB Board also enforces strict ethical code and practice standards, ensuring the integrity of its certificate holders. Skills in communication and client relations are crucial, as they enable advisors to effectively understand and meet client needs.

Financial Advisor 52

Financial Advisor Certified Financial Planner Certification Financial Planner 52

International College of Financial Planning

OCTOBER 26, 2023

Their primary objective is to ensure that the assets are managed & distributed according to the wishes of the client. Maintaining open communication channels between these two pillars of the financial foundation is imperative. Ethical Standards: ICOFP instils solid moral values in its students.

Estate Planning 52

Estate Planning CFP Certification Certified Financial Planner 52

Sara Grillo

SEPTEMBER 18, 2022

It’s about how you communicate. Communicate transparently if you want to contain; otherwise you are locking your client in a control regime that benefits you more than them and in some cases it’s totally destructive. Ethical financial advisors. Or whether you are a good person or not. Or whether you are an honest person or not.

Financial Advice 59

Financial Advice Financial Advisor Communication Ethics 59

Midstream Marketing

MAY 12, 2025

It’s tough to find team members who are good at both communication skills and have industry expertise. Lastly, marketing initiatives that focus on client relationships require good communication skills. But, outsourcing can limit control over data security and how you communicate with clients.

Marketing 52

Marketing Marketing Compliance Communication 52

International College of Financial Planning

OCTOBER 26, 2023

If the thought of enlightening others on sound financial choices resonates with you, if you’re intrigued by the world of investment management, and if building lasting relationships is your forte, then financial advisor as a career choice is the chosen one. Various profiles as a Financial Advisor? What Do Financial Advisors Do?

Certified Financial Planner 52

Certified Financial Planner Financial Planner Certification Clients 52

Trade Brains

APRIL 17, 2023

So how did Ratan Tata manage such a colossal group? He has been quoted multiple times stating how his grandmother helped him develop a strong set of values and ethics system which have guided him ever since he was a boy. After gaining experience he was promoted to management during the 1970s. 39.30% Tata Communications Ltd.

Retirement 98

Retirement Engineering Manufacturing Ethics 98

Midstream Marketing

APRIL 14, 2025

These visual sites let financial advisors show who they are, share fun content, and connect with a generation that is more curious about managing money. There are many options to help you boost your presence online, from social media management platforms to content creation tools. You cant just post content.

Financial Advisor 52

Financial Advisor Media Clients Financial Guidance 52

International College of Financial Planning

JULY 10, 2023

How Investment Advisors Play a Significant Role in Managing Finances? Their primary objective is to help clients make informed investment decisions, manage risks, and achieve financial objectives. Investment advisors can also specialize in specific areas such as retirement planning, tax planning, or portfolio management.

Financial Advisor 52

Financial Advisor Certified Financial Planner Financial Planner Investments 52

Sara Grillo

AUGUST 25, 2023

Services: I offer investment management as an add-on to financial planning. If just doing investment management alone – it would be the usual balancing, tax-loss harvesting (If warranted), asset allocation etc., Specialties: estate planning, tax saving strategies, debt and credit management. 56 Capital Partners www.56capitalpartners.com

Financial Advisor 52

Financial Advisor Accounting License Financial Planning 52

Sara Grillo

JUNE 2, 2022

Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice, and philanthropic work. They say they based the rankings on: Assets under management (AUM) Revenue produced for the firm Regulatory record Quality of practice Philanthropic work. What about ethics?

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

eMoney Advisor

DECEMBER 20, 2022

When it comes to CFP® professionals and cryptocurrency, the CFP Board’s Code of Ethics and Standards of Conduct dictates that CFPs® should treat crypto-related assets the same as any other form of financial asset. The CFP Board stated the risks as follows in its communication. Crypto in the News.

CFP 62

CFP Fiduciary Duty Financial Advice Education 62

Midstream Marketing

APRIL 7, 2025

A content management system (CMS) like WordPress can help you update your website and organize content easily. Tools for managing social media, such as Hootsuite or Buffer, help you keep your online presence organized. These personas capture details like age, financial dreams, struggles, and how they like to communicate.

Financial Advisor 52

Financial Advisor Clients Media Engineering 52

FMG

APRIL 6, 2023

But there has been a recent shift, as family offices begin to incorporate similar marketing strategies to standard wealth management firms. But beyond that, family offices want to show how they determine investment choices, considering both financial and ethical circumstances. RETIREMENT STRATEGIES LLC.

Marketing 52

Marketing Marketing Clients Media 52

Clever Girl Finance

JULY 16, 2023

These include the following: You can’t figure out your personal finances on your own For some people, managing money is more than a chore. Others love managing money. These can include complex family matters, multiple financial accounts, or managing cash flow from multiple sources of income. And that’s OK.

Financial Advisor 52

Financial Advisor Financial Planner Certified Financial Planner Financial Planning 52

Clever Girl Finance

JULY 16, 2023

These include the following: You can’t figure out your personal finances on your own For some people, managing money is more than a chore. Others love managing money. These can include complex family matters, multiple financial accounts, or managing cash flow from multiple sources of income. And that’s OK.

Financial Advisor 52

Financial Advisor Financial Planner Certified Financial Planner Financial Planning 52

Brown Advisory

OCTOBER 28, 2021

As chief scientist of The Nature Conservancy and the director of the Climate Center at Texas Tech, Dr. Hayhoe has been called “a national treasure” and “one of the nation’s most effective communicators on the threat of climate change.” The devastation in India has been harrowing for women, as communities struggle to protect public health.

Portfolio Management 52

Portfolio Management Economics Clients Education 52

Brown Advisory

OCTOBER 28, 2021

As chief scientist of The Nature Conservancy and the director of the Climate Center at Texas Tech, Dr. Hayhoe has been called “a national treasure” and “one of the nation’s most effective communicators on the threat of climate change.” Moderator: Jane Korhonen, Portfolio Manager at Brown Advisory. . The State of Women. June 29, 2021.

Portfolio Management 52

Portfolio Management Economics Clients Education 52

Brown Advisory

DECEMBER 5, 2023

Yet a whole slew of relevant environmental, social, and governance-related information has been panned by political agendas that are far removed from the purview of investment managers. All of these potential outcomes of a company’s ability to manage its environmental, social, and governance issues should be of interest to investors.

Fiduciary Duty 52

Fiduciary Duty Government Clients Investments 52

Sara Grillo

JANUARY 9, 2023

The goal of the Transparent Advisor Movement is to create the country’s best financial advisors – the most ethical, effective, and successful financial advisors that the industry has ever seen in its history. It’s a lot easier for the state to find a 1% AUM fee reasonable because they can point back to the money the advisor is managing.

Financial Planning 52

Financial Planning Planning Financial Planner CFP 52

Cornerstone Financial Advisory

APRIL 22, 2024

This Week: Companies Reporting Earnings Monday: Verizon Communications Inc. (VZ) You should also consider shopping for products that are non-toxic, palm oil-free, and produced with ethical ingredient sourcing policies and environmentally friendly packaging. Indexes do not incur management fees, costs, and expenses.

Marketing 52

Marketing Marketing Taxes Economics 52