Certification, Fiduciary Duty, License and Media

Does being a fiduciary financial advisor REALLY matter – or is it “meh?”

Sara Grillo

AUGUST 14, 2023

Legal definition of the fiduciary standard To quote directly from a paper by Attorney Lorna Schnase , two bodies of law form the legal basis for the fiduciary standard: Common law: Under common law principles of agency, an investment adviser, as agent, owes fiduciary duties to its client, as principal.3

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6 Tips to Avoid Financial Fraud and Guard Your Investments

WiserAdvisor

MAY 31, 2022

From opening bank accounts, applying for loans, filing licenses, opening investment accounts to buying a home – everything is now online. on social media. Also, be careful about giving your financial documents like tax certificates, government identity cards, etc. Keep your banking username and password confidential.

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Does being a fiduciary financial advisor REALLY matter – or is it “meh?”

6 Tips to Avoid Financial Fraud and Guard Your Investments

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