Park Place Financial
SEPTEMBER 8, 2022
Bankers, stock brokers, insurance representatives, and tax professionals constitute financial advisors. . One of the best financial advisors available, CFPs earn board certification that represents their intensive training, commitment to observing ethical standards, and dedication to putting clients first. Financial Advisor .
Sara Grillo
AUGUST 14, 2023
Legal definition of the fiduciary standard To quote directly from a paper by Attorney Lorna Schnase , two bodies of law form the legal basis for the fiduciary standard: Common law: Under common law principles of agency, an investment adviser, as agent, owes fiduciary duties to its client, as principal.3 Not necessarily.
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Walkner Condon Financial Advisors
APRIL 21, 2023
This can include mutual funds, insurance policies, annuities, and other financial products. Some advisors are primarily paid directly by the client, but then also might receive some compensation from insurance policies they sell to their clients or other investment products they recommend, like a specific fund or annuity.
Walkner Condon Financial Advisors
APRIL 17, 2023
This can include mutual funds, insurance policies, annuities, and other financial products. Some advisors are primarily paid directly by the client, but then also might receive some compensation from insurance policies they sell to their clients or other investment products they recommend, like a specific fund or annuity.
WiserAdvisor
JUNE 12, 2022
For example, if they sell a certain insurance product to you, they might be getting kickbacks from the insurance company for making the sale. Ensure that the financial advisor is bound by fiduciary duty. Financial advisors bound by fiduciary duty will not try to sell you financial products that benefit them monetarily.
Fortune Financial
SEPTEMBER 25, 2023
When researching wealth management firms, paying attention to their credentials and qualifications is essential, including whether they have a fiduciary duty to uphold. Commission-Based Some advisors may earn commissions on financial products, such as insurance or certain investments.
WiserAdvisor
NOVEMBER 21, 2022
Unlike the average investor or other financial professionals, a CFP is a licensed expert in areas like estate planning, taxes, retirement, insurance, and investment planning. This is done to establish a fiduciary duty within the candidate and make them a reliable, upstanding member of the fraternity.
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