Inside Information

OCTOBER 30, 2021

Going back and looking at history,” he says, “what is the problem when it comes to protecting retail investors? There doesn’t seem to be any confusion if it is described clearly and accurately.”. A professional organization is interested in ensuring that everybody under the umbrella meets a clear set of standards.”.

CFP 40

CFP Commission Education Investing 40

Sara Grillo

NOVEMBER 14, 2022

Yet the investment and insurance communities seem to be on two different sides of the fence when it comes to a solution. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. With annuities now being able to be offered in 401k plans, the playing field has changed.

Insurance 59

Insurance Financial Advisor Retirement License 59

The Big Picture

APRIL 25, 2023

Now, full disclosure, Ritholtz Wealth Management has been around a decade. You turned out to be the first dual economics financial management major at Quinnipiac. You turned out to be the first dual economics financial management major at Quinnipiac. It’s so great to be here. RITHOLTZ: It’s great to have you.

Compliance 152

Compliance Wealth Management Clients Management 152