Good Financial Cents

JANUARY 11, 2023

Portfolio Managers are responsible for developing investment strategies, tracking markets, evaluating documents and figures, and creating customer investment plans. They also collaborate with other finance professionals, like investment bankers and credit analysts, to develop various growth strategies. Investment Banker.

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International College of Financial Planning

OCTOBER 5, 2021

Hence, you must have a passion for finance and always stay ahead in the game.The laws, regulations, and compliance requirements concerning investment, planning, and finance keep changing regularly and you must stay abreast with them.

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Financial Advisor Communication Clients Retirement Planning 52

Sara Grillo

DECEMBER 12, 2022

Just because you can put numbers on a piece of paper, doesn’t mean you’re providing value.” pay me for investments, for the easy work that I can outsource to a third party manager, and I’ll give you all this hard stuff for free…I don’t believe that., For advise on such matters, contact a legal or compliance advisor. Doug Twiddy.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Nerd's Eye View

OCTOBER 25, 2024

Also in industry news this week: The SEC this week released its list of priorities for 2025 examinations, which include advisers' use of Artificial Intelligence tools, adviser recommendations of complex investment products, and broker-dealers' compliance with Regulation Best Interest CFP Board has introduced a refreshed ad campaign encouraging students (..)

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Sara Grillo

MAY 23, 2022

What if financial planning wasn’t given away like a pawn just to “close the deal?” A growing number of financial planners are operating their practices from a position that, to a higher extent than ever before, puts the client at the center and not only pushes the products aside but eliminates them from the offering.

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

The Big Picture

AUGUST 20, 2024

So any compliance people listening, I’m just spitballing here. The problem is that model, the wisdom of crowds actually requires everybody to have what’s called equal endowment or the same number of votes. That’s Barry saying it. That’s not Mike. And people who are making just total wild guesses, right?

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Assets Management Portfolio Taxes 173

Sara Grillo

SEPTEMBER 26, 2022

I mean, how is the CFP Board even going through a process of due diligence, again, innocent till proving guilty in the sense when they have all kinds of disclosures, but at the same time, they’re publicly reprimanding 40 people, 80 people, whatever the number is, in a given year, out of the tens of thousands.

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CFP Financial Advisor Financial Planner Ethics 59

Carson Wealth

JULY 15, 2024

We still see strong potential for productivity gains to help sustain the expansion and will be watching the numbers carefully in the second half. Compliance Case # 02321654_071524_C The post Market Commentary: Carson Investment Research Releases Midyear Outlook 2024: Eyes on the Prize appeared first on Carson Wealth.

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Investing Investments Marketing Marketing 97

Sara Grillo

SEPTEMBER 12, 2022

Salaske says you would practically have to be a convicted felon for them to strip you of the mark; they want high numbers so they can collect their revenue and chest pound about membership. The opinions expressed herein do not necessarily represent the views of Sara Grillo or Grillo Investment Management, LLC.

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CFP Financial Planner Ethics Financial Planning 80

Carson Wealth

JUNE 2, 2025

Congrats to everyone who stuck with their investment plan and didnt panic sell in April. Investing isnt meant to be easy and times like that are extremely trying for everyone, but weve weathered many rough storms before and this time wasnt any different. After 150 days, it’ll have to be authorized by Congress.

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