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Once an AI system observes how a specific task is completed—be it rebalancing a model, generating a compliance report , or compiling an agenda—it can repeat that process indefinitely, adapting to firm-specific nuance over time. Number 8860726. At that point, the standalone point solution doesn’t just become inefficient.
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Today I have Brian Williams of Northshire Consulting and were going to be talking about how financial advisors can help improve 401k plan access to the American people who are working at small businesses who currently do not offer them. Instead of trying to pitch lower fund fees or compliance, strike them in the heart.
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I have a weekly newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” I am an irreverent and fun marketing consultant for financial advisors. Also, nothing in this podcast or blog can be interpreted as legal or complianceadvice.
But before we get into it… Look, there are alot of schmucks out there hawking crap products disguised as financialadvice. Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. Also, nothing in this podcast or blog can be interpreted as legal or complianceadvice.
Salaske, Chief Executive Officer and Chief Compliance Officer is Firstmetric’s principal owner and is the sole Member and Manager of Firstmetric, LLC.” As an aside, please do not interpret this as legal advice of any sort, and it’s also not an endorsement of any particular person mentioned herein. Ethics matter.
You should get this run by compliance before publishing any of this text. You should ask compliance for them. Before we get into it, I’m assuming you’re visiting this page because you are a flat fee financial advisor. Because transparency in financialadvice is awesome! Please note: This is just a model.
Registration Standards for Financial Advisors. The first step in the competency stairway is regulatory compliance. . If a financial service professional represents an insurance company, they must be legally appointed by that company as an agent. ChFC ® – Chartered FinancialConsultant.
I am an irreverent and fun marketing consultant for financial advisors. Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. It will teach you how to avoid shenanigans, crap products, and other scummy practices that are unfortunately common in financialadvice.
But before we get to the podcast… Look, there are alot of schmucks out there hawking crap products disguised as financialadvice. Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. Also, nothing in this podcast or blog can be interpreted as legal or complianceadvice.
Why AI can help with rote tasks like note-taking and compliance, but not with complex human-to-human financialadvice. It’s created consulting business for me. Finding the right strategic balance between organic growth and M&A. The strategic alliances Eric is forging to provide clients with more robust services.
I am a CFA® charterholder and financial advisor marketing consultant. I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.”. I am an irreverent and fun marketing consultant for financial advisors. Doug Twiddy.
I am a CFA® charterholder and financial advisor marketing consultant. I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” I am an irreverent and fun marketing consultant for financial advisors. Are we in a market regime shift?
I am a CFA® charterholder and financial advisor marketing consultant. I have a weekly newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” I am an irreverent and fun marketing consultant for financial advisors. Ethics matter in financialadvice!
While there may be some overlap, accounting advisory services should not be mistaken for traditional financial planning or for Client Accounting Services (CAS). Generally speaking, CAS accounting focuses more on compliance work and one-off needs, whereas advisory accounting goes into larger, more nuanced strategic decision-making.
I am a CFA® charterholder and financial advisor marketing consultant. I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” I am an irreverent and fun marketing consultant for financial advisors. So please subscribe! ” Huh?
The move to financial planning transparency is aflame! in all aspects of financialadvice, with a special focus on Advice Only, Flat Fee, and Hourly service models. This information is general in nature; for specific advice applicable to your current situation please contact a consultant or advisor.
This could be scheduling a consultation, signing up for a webinar, or learning more about your services. Imagine a financial advisor helping a new client find financial security. Just like a personal plan, an email sequence for financial advisors is a set of emails. This journey encourages them to take action.
This interview with Cody Garrett, CFP, of Measure Twice Financial was mind-blowing. It’s so clear to me what the future of financialadvice is – what it should be – and what it will be. I am a CFA® charterholder and financial advisor marketing consultant. What is an advice-only financial planner?
when I first moved from Spain, and I learned a lot because I spent a lot of time with financial advisors, which, as you know, is a key segment of our client base today. What is the financialadvice world like in Europe? So a phenomenal learning experience with both Jefferies and Morgan Stanley. What’s it like in Spain?
Because of new rules and compliance needs, financial advisors must make sure their marketing activities meet industry standards. You can do this by offering rewards like free guides, webinars, or consultations. Another option is to use direct mail marketing for financial advisors. They also need to see good results.
He’s the president and founder of the Retirement Learning Center, which is an independent ERISA consulting and training firm that serves independent financial advisors. And they’re going to need financialadvice and guidance as to whether annuitize or a lump sum. They’ve been in business 16 years.
I am a CFA® charterholder and financial advisor marketing consultant. I have a weekly newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” I am an irreverent and fun marketing consultant for financial advisors. So please subscribe!
Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.
But before we get into it… Look, there are alot of schmucks out there hawking crap products disguised as financialadvice. Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. Also, nothing in this podcast or blog can be interpreted as legal or complianceadvice.
The people who come to Immersion are those who are called to the mission of furthering the ideals of: Honesty Integrity Humility Fairness Logic, and Advocacy in all aspects of financialadvice, with a special focus on Advice Only , Flat Fee , and Hourly service models. But… what’s an “Immersion”???
I am a CFA® charterholder and financial advisor marketing consultant. I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” I am an irreverent and fun marketing consultant for financial advisors. What is Universal Life Insurance?
Assuming we all agree that financial planning does not yet meet the standard for being considered a” profession”, what do you believe is required in order for that to happen? The debaters are: Robert Wright, CFP®, a financialconsultant with Advocacy Wealth Management. Robert will be on the “for” team.
The debaters include: Robert Wright, CFP®, a financialconsultant with Advocacy Wealth Management. John Robinson (“JR”), Founder of Financial Planning Hawaii, Inc. I am a CFA® charterholder and financial advisor marketing consultant. For advise on such matters, contact a legal or compliance advisor.
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