Good Financial Cents

DECEMBER 14, 2022

The CFO role is multi-faceted and includes everything from financial planning and analysis to business budgeting, financial decision-making, and risk management. They may work in various industries, such as investment firms, accounting firms, banks, or the government. Chief Compliance Officer. Financial Examiner.

Compliance 87

Compliance Budgeting Accounting Insurance 87

Brown Advisory

DECEMBER 5, 2023

Yet a whole slew of relevant environmental, social, and governance-related information has been panned by political agendas that are far removed from the purview of investment managers. All of these potential outcomes of a company’s ability to manage its environmental, social, and governance issues should be of interest to investors.

Fiduciary Duty 52

Fiduciary Duty Government Clients Investing 52

Risk Management Guru

AUGUST 12, 2020

Do this by asking plenty of “what if” questions, deciding on a set of automatic kill responses, implementing status metrics, and continually communicating with everyone on all sides of you. Critiquing Only Your Own Risk. Being “near compliant” automatically puts your organization at risk. A 360° View.

Compliance 52

Compliance Insurance Coverage Risk Management Communication 52

The Big Picture

AUGUST 15, 2023

RITHOLTZ: But did the oversight, the governance get it? SEIDES: The success of that governance. And at the time, I was managing Protege Partners as a hedge fund of funds. Let me say what your compliance wouldn’t allow you to say. ” It wasn’t that they didn’t communicate that. RITHOLTZ: Okay.

Management 130

Management Investing Investments Government 130