Communication Compliance Fee Only Media 
Sara Grillo
MAY 8, 2023
For marketing tips in the transparency age… Learn what to say to prospects on social media messenger apps without sounding like a washing machine salesperson. You could also consider my financial advisor social media membership which teaches financial advisors how to get new clients and leads from LinkedIn. SARA GRILLO: Okay, Bobby.
Sara Grillo
APRIL 11, 2022
He also has considerably less of a compliance, operational, and administrative burden because he is not taking custody or discretion of his clients’ assets. Learn what to say to prospects on social media messenger apps without sounding like a washing machine salesperson. I appreciate you having me on today.
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Sara Grillo
MAY 23, 2022
What is an advice-only financial planner? Advice-only financial planning is fee-only comprehensive financial planning without the expectation or even the option to manage any client investments. Financial planning is offered as a stand-alone product; it is the only thing that an advice-only financial planner does.
The Big Picture
APRIL 25, 2023
Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.
Sara Grillo
SEPTEMBER 26, 2022
I think that we do need sales people to sell things, I think sales is just the expression of value, the expression and the communication of value. You could also consider my financial advisor social media membership which teaches financial advisors how to get new clients and leads from LinkedIn.
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