Park Place Financial

NOVEMBER 29, 2022

Increases in financial innovation and the advent of the investor class have transformed retail. Securities and Exchange Commission. Lower exchange risk: Incorporating structured products into your portfolio helps you. Part of this change stems from developments like structured products. Structured. derivative. investments.

Certified Financial Planner 52

Certified Financial Planner Fiduciary Duty Retirement Planning Retirement 52

Sara Grillo

NOVEMBER 14, 2022

Do advisors breach fiduciary duty when they fail to recommend annuities? Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same “fiduciary standard” as Registered Investment Advisers (RIAs) with the SEC or state regulators? Are commissions bad?

Insurance 59

Insurance Financial Advisor Retirement License 59

The Big Picture

JUNE 20, 2023

We looked at everything from retail to nursing homes to hospitals to insurance companies to manufacturers. And so I would see how the over-the-counter desk, over-the-counter stock desk would push stocks and encourage brokers to sell them, put a lot of commission in them, to move them because some big seller was coming into the market.

Insurance 141

Insurance Healthcare Retail Medicine 141