Park Place Financial
SEPTEMBER 8, 2022
One of the best financial advisors available, CFPs earn board certification that represents their intensive training, commitment to observing ethical standards, and dedication to putting clients first. They register with the United States Securities and Exchange Commission ( SEC ) to gain the designation. .
Walkner Condon Financial Advisors
APRIL 17, 2023
In contrast, a commission-based financial advisor receives commissions or other forms of compensation from financial product providers for recommending and selling their products. This can make it difficult for investors to fully understand the potential conflicts of interest that may exist when working with a commission-based advisor.
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Walkner Condon Financial Advisors
APRIL 21, 2023
In contrast, a commission-based financial advisor receives commissions or other forms of compensation from financial product providers for recommending and selling their products. This can make it difficult for investors to fully understand the potential conflicts of interest that may exist when working with a commission-based advisor.
Sara Grillo
NOVEMBER 14, 2022
Do advisors breach fiduciary duty when they fail to recommend annuities? Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same “fiduciary standard” as Registered Investment Advisers (RIAs) with the SEC or state regulators? Are commissions bad?
Sara Grillo
JUNE 12, 2023
SARA GRILLO: So who is the best interest in upon the insurance agent selling the policy or the fiduciary financial advisor that’s helping the client by the policy. So ethically, I think it applies everywhere. And one of the things we spoke about during our webinar a couple of weeks ago, how do you benchmark life insurance?
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