Nerd's Eye View

FEBRUARY 17, 2023

Enjoy the current installment of “Weekend Reading For Financial Planners” - this week’s edition kicks off with the news that the SEC is proposing to expand the adviser custody rule beyond securities and funds to cover all assets in a client’s portfolio, including private securities, real estate, derivatives, and cryptoassets.

Financial Planner 246

Financial Planner Fiduciary Duty Retirement Planning Compliance 246

Nerd's Eye View

SEPTEMBER 27, 2024

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Financial Planner 246

Financial Planner Fiduciary Duty CFP Accounting 246

Darrow Wealth Management

NOVEMBER 4, 2024

Here are five ways you can find a full-time fiduciary financial advisor. What is a fiduciary advisor? A fiduciary advisor is a financial professional who is legally obligated to act in the best interest of their clients. Not all advisors are fiduciaries.

Financial Advisor 80

Financial Advisor Certified Financial Planner Fiduciary Duty Fee Only 80

Nerd's Eye View

JANUARY 19, 2024

Also in industry news this week: While the total number of RIA M&A deals in 2023 fell short of a record-setting 2022 amidst an elevated interest rate environment, continued interest from private equity firms and creative deal structures could boost deal flow in 2024 While the SEC authorized 11 "Spot" Bitcoin ETFs last week, comments from chair (..)

Financial Planner 246

Financial Planner Fiduciary Duty Retirement Retirement Planning 246

Sara Grillo

MARCH 11, 2024

He’s taking the world by storm as an hourly financial planner, not managing any assets just giving out powerful financial planning guidance that clients love. Why he chose to become an hourly planner Kevin noticed that there is usually more time spent in the early years in a client relationship. How does he get new clients?

Financial Planner 105

Financial Planner Fiduciary Duty Financial Advisor Clients 105

Darrow Wealth Management

FEBRUARY 13, 2025

Fee-only financial advisors are often registered investment advisors too, meaning they have a legal duty to act in the clients best interest. This fiduciary duty is a cornerstone of their practice, providing clients with the confidence that their financial advisor is working solely for them.

Fee Only 56

Fee Only Financial Advisor Certified Financial Planner Financial Planner 56

eMoney Advisor

DECEMBER 20, 2022

Whether up or down, it’s likely they are here to stay, and financial advisors will continue to be asked about them by their clients. According to a survey from Bitwise and ETF Trends, 94 percent of financial advisors fielded client questions about cryptocurrency in 2021. Risks Associated with Crypto. Proceed with Knowledge.

CFP 62

CFP Fiduciary Duty Financial Advice Education 62

Park Place Financial

SEPTEMBER 8, 2022

One of the best financial advisors available, CFPs earn board certification that represents their intensive training, commitment to observing ethical standards, and dedication to putting clients first. They often consider their clients’ overall financial situation to develop strategies for meeting long-term goals. . Are they fiduciary?

Financial Advisor 52

Financial Advisor Fiduciary Duty Certified Financial Planner Financial Planner 52

Brown Advisory

JUNE 18, 2020

Our firm has had a long-term commitment to sustainability principles, and to the prosperity of our clients, colleagues, communities and society at large. Our report covers sustainability issues related to our communities and society at large, our colleagues, and our clients.

Fiduciary Duty 52

Fiduciary Duty Ethics Clients Education 52

Brown Advisory

JUNE 18, 2020

Our firm has had a long-term commitment to sustainability principles, and to the prosperity of our clients, colleagues, communities and society at large. Our report covers sustainability issues related to our communities and society at large, our colleagues, and our clients. General commitments to ethics and fiduciary duty.

Fiduciary Duty 52

Fiduciary Duty Ethics Clients Education 52

Sara Grillo

AUGUST 14, 2023

Why is the fiduciary standard important in financial advice? The fiduciary standard is important because it defined parameters for behaviors impacting the way that financial advisors treat their clients. Someone who has a conflict of interest can not operate as a fiduciary. Federal statutory law: Section 206.

Financial Advisor 52

Financial Advisor Fiduciary Duty Insurance Financial Advice 52

Don Connelly & Associates

APRIL 8, 2024

If it's like the last couple of elections, financial advisors are sure to see some clients wringing their hands over which candidate will win the White House and how that will impact the financial markets and their investments. The post Should FAs Allow Clients’ Political Opinions to Influence Their Investment Decisions?

Clients 52

Clients Investments Investing Financial Advisor 52

WiserAdvisor

JUNE 12, 2022

Advisors have different fee structures where you can hire their services on an hourly rate, a retainer basis, or the assets under management (AUM) model where the advisor is paid a certain percentage as fee based on the amount of assets managed by him on behalf of his clients. Ensure that the financial advisor is bound by fiduciary duty.

Financial Advisor 52

Financial Advisor Fiduciary Duty Commission Financial Planning 52

Tobias Financial

JULY 11, 2023

We hold our advisors to this rigorous requirement, ensuring that those who lead client relationships and provide investment advisory services possess this designation. It signifies a commitment to professionalism, ethics, and a fiduciary duty to act in our clients’ best interests.

Certified Financial Planner 40

Certified Financial Planner Financial Planner Fiduciary Duty CFP 40

Brown Advisory

JANUARY 3, 2023

Let’s face it, the world of sustainable investing is home to a mix of trillions of newly committed dollars, ill-defined processes at some firms, and a set of clients and investment professionals with powerful, “extra-financial” motivation to literally save the world. Some of it was frankly overdue.

Fiduciary Duty 52

Fiduciary Duty Portfolio Management Investments 52

Brown Advisory

JANUARY 3, 2023

Let’s face it, the world of sustainable investing is home to a mix of trillions of newly committed dollars, ill-defined processes at some firms, and a set of clients and investment professionals with powerful, “extra-financial” motivation to literally save the world. Some of it was frankly overdue.

Fiduciary Duty 52

Fiduciary Duty Portfolio Management Investments 52

Brown Advisory

JANUARY 3, 2023

Let’s face it, the world of sustainable investing is home to a mix of trillions of newly committed dollars, ill-defined processes at some firms, and a set of clients and investment professionals with powerful, “extra-financial” motivation to literally save the world. Some of it was frankly overdue.

Fiduciary Duty 52

Fiduciary Duty Portfolio Management Investments 52

Carson Wealth

JANUARY 14, 2023

CFP ® , Director of Consumer Investment Research  Being a fiduciary is holding a duty to a client that a financial advisor will act in the best interests of the client rather than the best interests of the advisor, the advisor’s employer, or any other entity. This may sound simple. Craig Lemoine, Ph.D.,

Financial Advisor 52

Financial Advisor CFP Certified Financial Planner Risk Tolerance 52

Walkner Condon Financial Advisors

APRIL 17, 2023

They are compensated only by the fee the client pays. Some advisors are primarily paid directly by the client, but then also might receive some compensation from insurance policies they sell to their clients or other investment products they recommend, like a specific fund or annuity.

Fee Only 52

Fee Only Financial Advisor Certified Financial Planner Commission 52

Sara Grillo

DECEMBER 22, 2023

Often these people are focused on marketing at the expense of client relationships and client service. Find a financial advisor whose sole focus is serving their clients, and be wary of anything that implies distraction. Read about the six core fiduciary duties. Institute for the Fiduciary Standard.

Financial Advisor 52

Financial Advisor Fiduciary Duty Compliance Financial Advice 52

Walkner Condon Financial Advisors

APRIL 21, 2023

They are compensated only by the fee the client pays. Some advisors are primarily paid directly by the client, but then also might receive some compensation from insurance policies they sell to their clients or other investment products they recommend, like a specific fund or annuity.

Certified Financial Planner 52

Certified Financial Planner Financial Advisor Fee Only Financial Planner 52

The Big Picture

MAY 20, 2025

Tell us about the mutual funds in ETFs you run on behalf of Bridgeways clients. 00:27:25 [Speaker Changed] Sometimes I get into conversation with a prospective client and you might hear something like, you know, it sounds like you’re good guys, you know, you’re philanthropically geared and you get awards is a great place to work.

Management 130

Management Numbers Transportation Accounting 130

Brown Advisory

NOVEMBER 29, 2022

For our part, as an investment firm, we must view climate decisions through the lens of our fiduciary duty to generate attractive investment returns that help our clients achieve their goals over the long term. which represents approximately 20% of discretionary client assets as of September 30, 2022.

Investments 52

Investments Investing Fiduciary Duty Assets 52

Brown Advisory

NOVEMBER 29, 2022

For our part, as an investment firm, we must view climate decisions through the lens of our fiduciary duty to generate attractive investment returns that help our clients achieve their goals over the long term. which represents approximately 20% of discretionary client assets as of September 30, 2022.

Investments 52

Investments Investing Fiduciary Duty Portfolio Management 52

Brown Advisory

DECEMBER 5, 2023

Our use-case at Brown Advisory for environmental, social and governance information, however, can be vastly different from how some clients, regulators, and other stakeholders use the term. Here is an attempt to invoke fundamental investing basics to clarify exactly what we aspire to deliver for our clients.

Fiduciary Duty 52

Fiduciary Duty Government Clients Investments 52

Truemind Capital

SEPTEMBER 10, 2019

Fiduciary duty should be on the top of the mind of any genuine adviser. An RIA is allowed by SEBI to earn fees for investment advisory from clients, and barred from earning commissions from product manufacturers. Aligned Interest: The most important and unavoidable trait should be the complete absence of conflict of interest.

Investments 52

Investments Investing Asset Allocation Fiduciary Duty 52

Park Place Financial

JANUARY 9, 2023

Our team of certified financial planners works collaboratively to help clients establish objectives and develop personalized financial plans designed to meet short and long-term goals. Park Place Financial adheres to its fiduciary duty to put clients’ needs above our interests.

Financial Planning 52

Financial Planning Taxes Planning Certified Financial Planner 52

Park Place Financial

NOVEMBER 29, 2022

General financial planners provide wealth management services, helping their clients establish goals and evaluating and tweaking their strategies on the path to financial freedom. . These professionals offer their expertise to help clients determine the best methods for distributing their wealth to their loved ones.

Estate Planning 52

Estate Planning Economics Planning Financial Planner 52

WiserAdvisor

MARCH 13, 2025

An independent financial advisor is driven by your financial progress because their business depends on satisfied clients and referrals. Many are skilled professionals who want to help their clients do so, irrespective of their employment status. An independent advisor, however, has more control over how they work with clients.

Financial Planning 40

Financial Planning Planning Financial Advisor Fiduciary Duty 40

Brown Advisory

SEPTEMBER 12, 2019

Put simply, trustees serve as fiduciaries with investment authority over assets that are intended to benefit another person or persons; trustees should use every device at their disposal in an effort to maximize the investment returns of the trust they oversee.

Investments 52

Investments Investing Fiduciary Duty Portfolio 52

Brown Advisory

SEPTEMBER 12, 2019

Put simply, trustees serve as fiduciaries with investment authority over assets that are intended to benefit another person or persons; trustees should use every device at their disposal in an effort to maximize the investment returns of the trust they oversee. ESG AND FIDUCIARY RESPONSIBILITY.

Investments 52

Investments Investing Fiduciary Duty Portfolio 52

International College of Financial Planning

AUGUST 31, 2023

Their fiduciary duty obliges them to always act in the best interests of their clients, minimizing potential conflicts of interest. Financial advisors work alongside clients to create a retirement roadmap. By working with a CFP, one can be confident in their recommendations and strategies.

Portfolio 52

Portfolio Certified Financial Planner Investments Investing 52

Park Place Financial

NOVEMBER 29, 2022

At Park Place Financial, our team of certified financial planners (CFPs) is committed to working with clients to help them create and follow a financial plan that provides the flexibility and peace of mind they need. We work collaboratively, combining our various experiences and skill sets to make informed recommendations.

Retirement Planning 52

Retirement Planning Retirement Certified Financial Planner Planning 52

Midstream Marketing

APRIL 7, 2025

Key Highlights Building trust is paramount for financial advisor s seeking to attract and retain clients. They need to build trust and credibility with potential clients. This will help attract clients who are looking for expert guidance. This trust leads to greater client loyalty, more referrals, and overall, business growth.

Financial Advisor 52

Financial Advisor Clients Engineering Media 52

Ron A. Rhodes

AUGUST 6, 2023

I have increasingly witnessed registered investment adviser (RIA) firms, as well as brokerage firms, generally disavow (often in their client services agreement) any duty to manage the investment portfolios of…

Portfolio 61

Portfolio Management Taxes Clients 61

Park Place Financial

SEPTEMBER 30, 2022

At Park Place Financial, our team of certified financial planners (CFPs) believes in working with clients to craft customized financial plans that suit their unique circumstances. Park Place Financial observes its fiduciary duty to act in our client’s best interest, putting your needs above our profits.

Retirement 52

Retirement Retirement Planning Certified Financial Planner Fiduciary Duty 52

Good Financial Cents

JUNE 11, 2023

Then there’s Blueleaf, which I subscribe to for my clients and find to be excellent on both accounts, but it’s not available to the DIY investor. We accept a fiduciary obligation to act in your best interest, and our advice must be aimed at making money for you, not for us. What are the cons of Personal Capital?

Management 80

Management Investing Investments Accounting 80