Tobias Financial

DECEMBER 22, 2023

In the ever-evolving world of finance, understanding the intricate differences between broker/dealers (BDs) and independent Registered Investment Advisors (RIAs) is paramount for consumers seeking trusted financial guidance.

Investment Advisor 52

Investment Advisor Ethics Investing Investments 52

Tobias Financial

DECEMBER 19, 2023

In the ever-evolving world of finance, understanding the intricate differences between broker/dealers (BDs) and independent Registered Investment Advisors (RIAs) is paramount for consumers seeking trusted financial guidance.

Investment Advisor 52

Investment Advisor Ethics Investing Investments 52

Inside Information

OCTOBER 30, 2021

Going back and looking at history,” he says, “what is the problem when it comes to protecting retail investors? Rostad adds that there is anecdotal evidence that disclosure of fees and costs may be different from (more effective than) disclosures of conflicts of interest or who regulates whom. Acknowledging reality.

CFP 40

CFP Commission Education Investing 40

Sara Grillo

NOVEMBER 14, 2022

Yet the investment and insurance communities seem to be on two different sides of the fence when it comes to a solution. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. He has also earned the Retirement Management Advisor (RMA ® ) and CBBF professional designations.

Insurance 59

Insurance Financial Advisor Retirement License 59