Midstream Marketing

NOVEMBER 26, 2024

Key Highlights Learn why marketing to RIAs is vital in todays competitive financial services market. Understand the importance of compliance in marketing for RIAs and explore best practices. These plans focus on using AI to make personalized experiences and run social media for financial services firms.

Marketing 52

Marketing Marketing Compliance Investment Advisor 52

Midstream Marketing

NOVEMBER 5, 2024

Explore different social media platforms that financial advisors can use, like LinkedIn, Twitter, Instagram, and Facebook. Understand why compliance, engagement, and tracking success are vital for your social media efforts. They help build brand awareness, attract potential clients, and share your expertise in financial services.

Media 52

Media Financial Advisor Marketing Marketing 52

Indigo Marketing Agency

DECEMBER 18, 2019

That’s why top advisors outsource their marketing to proven professionals that understand our industry and compliance. . But which marketing companies for financial advisors will help you grow your assets under management (AUM) and which are a waste of money? Twenty Over Ten is a website platform built for the modern financial advisor.

Financial Advisor 52

Financial Advisor Marketing Marketing Compliance 52

Indigo Marketing Agency

FEBRUARY 24, 2024

Paid advertising: Digital agencies can reach potential clients across a wide range of demographics and interests by using paid advertising platforms like Google Ads and social media advertising. Here are some ways you can boost your marketing efficiency by utilizing the services of a digital agency.

Financial Advisor 52

Financial Advisor Advertising Compliance Media 52

Indigo Marketing Agency

NOVEMBER 20, 2023

access to premium financial insights, a free consultation, or a subscription to a financial newsletter). Compliance With Privacy Laws and Regulations Ensure compliance with privacy regulations like GDPR, CCPA, and CAN-SPAM Act. Paid Advertising (PPC) for Financial Advisors Create targeted ads on Google and Facebook.

Financial Advisor 52

Financial Advisor Engineering Advertising Compliance 52

Indigo Marketing Agency

APRIL 4, 2024

Through strategic use of hashtags, targeted advertising , and engaging content, you can connect with leads who may not have been able to reach you through traditional networking channels. Regulations such as SEC, FINRA, and FCA impose strict rules on advertising, communications, and disclosures.

Media 52

Media Financial Advisor Education Compliance 52

Indigo Marketing Agency

JULY 1, 2024

Pay-Per-Click Advertising: Display personalized pay-per-click (PPC) ads to increase traffic to your website and earn new clients. Indigo offers ad services for both Google and Facebook. We can work with you on ensuring you’re on top of your email marketing game.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Indigo Marketing Agency

APRIL 4, 2024

Through strategic use of hashtags, targeted advertising , and engaging content, you can connect with leads who may not have been able to reach you through traditional networking channels. Regulations such as SEC, FINRA, and FCA impose strict rules on advertising, communications, and disclosures.

Media 40

Media Financial Advisor Education Compliance 40

Inside Information

APRIL 1, 2024

You may have read, in passing, that the Financial Services Institute—the broker-dealer lobbying organization—has filed a lawsuit in the U.S. The BDs don’t set work hours, but their compliance regime does supervise client communications—but not the planning advice given or the way portfolios are managed.

Compliance 40

Compliance Commission Sales Financial Services 40

Midstream Marketing

APRIL 14, 2025

By using these platforms smartly, financial advisors can improve client relationships, increase brand awareness, and promote business growth. Limitations of Relying Solely on Facebook for Client Acquisition While Facebook can be a good tool for marketing, depending only on it for getting clients in financial services has its limits.

Financial Advisor 52

Financial Advisor Media Clients Financial Guidance 52

Brown Advisory

AUGUST 14, 2023

For social media types selling advertising, the algorithms need to be tuned to keep serving up “new” information to keep our attention – with scant regard to the quality of the information presented. ROIC calculations presented use LFY (last fiscal year) and exclude financial services.

Investing 52

Investing Investments Portfolio Accounting 52

The Big Picture

AUGUST 15, 2023

Let me say what your compliance wouldn’t allow you to say. Certainly in financial services, we recognize now that there are all these microaggressions that have been in place for decades. I’m sorry, I’ve never advertised for the podcast other than a couple little experiments. I barely do now.

Management 130

Management Investing Investments Government 130

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Compliance 162

Compliance Clients Wealth Management Management 162

The Big Picture

MAY 9, 2023

And again, I ended up in the financial services audit practice at KPMG. ADVERTISEMENT) RITHOLTZ: Tell us a little bit about what the Goldman Sachs asset and wealth management business is like. We didn’t really have to worry about marketing or advertising, didn’t spend time on podcasts or TV. We love it.

Assets 299

Assets Clients Investing Investments 299

The Big Picture

MAY 23, 2023

My dad was a public GP, you know, in the National Health Service in England and my mom was a public school teacher. And quite frankly, I didn’t know what financial services was. So, there was an advertisement in the newspaper. There was an advertisement in the newspaper for Fidelity. I just never went back.

Clients 162

Clients Management Engineering Investing 162

The Big Picture

SEPTEMBER 10, 2024

I mean, being in the, in the investment business, being in, in the financial services business, it’s, it’s a constant, you know, evolution. You have to get compliance. Do you want to be in this business? You know, do, do you wanna, because it, it’s constant as you know. But it was such an easy application.

Valuation 162

Valuation Clients Investing Investments 162

Wealth Management

JUNE 9, 2025

Fred Barstein , The Retirement Adviser University, June 9, 2025 6 Min Read Mihajlo Maricic/iStock/Getty Images Plus While the defined contribution market is finally capturing due attention from the financial services industry and mainstream media with $12.5

Wealth Management 130

Wealth Management Retirement Planning Management 130

Sara Grillo

SEPTEMBER 12, 2022

Despite the incidences mentioned in #5, the CFP Board has spent millions in advertising telling consumers they should always trust a CFP® professional and if they don’t have the CFP designation you just don’t know about their integrity. Verify a CFP® Professional, Financial Advisor U4’s. JR feels this is harmful to consumers. #7

CFP 80

CFP Financial Planner Ethics Financial Planning 80

The Big Picture

MAY 16, 2023

So I was very heavy in financial services stock, which was a great lead gen engine. Um, case anybody that says anything, non-compliant, compliance tracks that also the watch list is just sort of fun. Whereas eTrade they were spending billions on advertising. RITHOLTZ: So great advertising, but expensive advertising.

Media 290

Media Investing Investments Valuation 290