The Big Picture

JUNE 27, 2025

Peneva joined Swiss Re in 2017, becoming co-head of client solutions & analytics, before being named Group Chief Investment Office and member of the Group Executive Comittee in 2023. She explains the importance of matching your assets to your future liabilities, and why liquidity and quality are so important.

Investing 130

Investing Investments Asset Allocation Wealth Management 130

Wealth Management

JUNE 17, 2025

Third-party model portfolios had $646 billion in assets under management as of March 31—an increase of 62% since June 2023, according to Morningstar. While more than 60 asset managers have filed for dual-class share structures, many firms may never launch them, Ignites reports.

Investing 233

Investing Investments Financial Advisor Assets 233

Wealth Management

JULY 9, 2025

Modern Wealth’s fourth deal of 2025, and 17th since its founding in 2023, adds a firm in its home state and bolsters a workplace retirement plan division launched last year via acquisition.

Planning 290

Planning Retirement Planning Retirement 290

Wealth Management

JULY 22, 2025

As of the end of 2023, there were some 12,000 advisors affiliated with RIA consolidators, up from 4,000 in 2018, according to a recent report from Cerulli Associates. They’re really building out these full-service wealth management businesses that are client-centric, built on giving advisors more tools to help them grow.”

Estate Planning 154

Estate Planning Wealth Management Compliance Planning 154

Wealth Management

JUNE 27, 2025

Keefe, who joined CoastalOne in June 2023 and led the firm through the rebranding, recently resurfaced at Independent Financial Group , a privately held independent broker/dealer in San Diego, as president and chief operating officer. Legacy is currently listed as a director and chief compliance officer at TradePMR, public filings show.

Estate Planning 166

Estate Planning Wealth Management Compliance Recruitment 166

Yardley Wealth Management

JULY 9, 2025

appeared first on Yardley Wealth Management, LLC. Investopedia, April 13, 2023 [link] 14. appeared first on Yardley Wealth Management, LLC. The post How Much Do You Really Know About Stock Market Indexes? How Much Do You Really Know About Stock Market Indexes? Business Insider, March 27, 2025 [link] 10.

Marketing 52

Marketing Marketing Risk Tolerance Wealth Management 52

WiserAdvisor

JUNE 13, 2025

Wealth management isn’t only for the ultra-rich. A 2023 survey by Law Depot found that 73% of Americans didn’t have an estate plan. Wealth management today involves many aspects, such as investment planning, tax optimization, estate management, risk management, and more. Yet, many people put it off.

Estate Planning 59

Estate Planning Taxes Retirement Healthcare 59

FMG

MAY 30, 2025

Case Study Spotlight: From Zero to Hero in 12 Months Texting Adoption: 100-Advisor Firm’s 5-Year Plan Becomes 1-Year Success Story When this wealth management firm first evaluated texting platforms, they mapped out a conservative 5-year integration timeline. You control the frequency and timing.

Communication 52

Communication Financial Advisor Clients Compliance 52

Tobias Financial

NOVEMBER 4, 2024

 The graphic below shows the frequency of monthly returns (expressed in 1% increments) for a broad-market index of US stocks from January 1926–December 2023. Each horizontal dash represents one month, and each vertical bar shows the cumulative number of months for which returns were within a given 1% range (e.g.,

Marketing 52

Marketing Marketing Asset Allocation Commission 52

SEI

JULY 15, 2025

Asset managers Banks and wealth managers Families and individuals Financial advisors Institutional investors Featured Insights right-arrow arrow-sm-down left-arrow Back Insights Insights Perspectives and happenings from our leaders and experts. Please note that (i) any discussion of U.S.

Investing 52

Investing Investments Taxes Wealth Management 52

Yardley Wealth Management

JUNE 25, 2025

appeared first on Yardley Wealth Management, LLC. Fidelity.com, November 20, 2023 [link]. appeared first on Yardley Wealth Management, LLC. The post How Do You Turn Retirement Savings into a Reliable Income Strategy? How Do You Turn Retirement Savings into a Reliable Income Strategy? Sources: 1.

Retirement 52

Retirement Distribution Taxes Accounting 52

Hubly

JUNE 24, 2025

The wealth management experience for clients is often full of filling out repetitive forms, waiting to have questions answered, and not having an updated or accurate view of your investments. Most clients don’t want to rely completely on technology to reach their financial goals, but they also don’t want to rely totally on humans.

Clients 52

Clients Education Financial Planning Retirement Planning 52

Wealth Management

JUNE 11, 2025

Related: Practical Steps for Dealing with Artwork and Tangible Personal Property in an Estate On June 27, 2023, the Internal Revenue Service issued a Notice of Deficiency to the estate. Schedule M, in the “All other property” section, listed a specific bequest of $2.3 million to Maria.

Taxes 154

Taxes Wealth Management Estate Planning Distribution 154

Wealth Management

JULY 18, 2025

Related: Artificial Intelligence in Asset and Wealth Management Families increasingly report difficulty finding support. Administration for Community Living: 2023 Profile of Older Americans (May 2024), [link] (March 1, 2025). 10 Over 550 nursing homes have closed since 2015. CDC_AAref_Val=[link]. Caregiving in the U.S.

Estate Planning 136

Estate Planning Wealth Management Planning Clients 136

Wealth Management

OCTOBER 9, 2024

The keys to driving growth and success for wealth management firms in 2023 and beyond.

Wealth Management 263

Wealth Management Management 263

Wealth Management

NOVEMBER 15, 2023

With its eighth deal of year, Savant will have added more than $8 billion in 2023 as the firm seeks to more than triple assets over the next four years.

Wealth Management 298

Wealth Management Management Assets 298

Wealth Management

OCTOBER 31, 2024

Lisa Roberts joined the firm in 2023, previously serving as the head of U.S. She will succeed Doris Meister, who stepped down earlier this year.

Wealth Management 277

Wealth Management Management Marketing Marketing 277

The Big Picture

JANUARY 19, 2023

This is the next generation of the wealth management industry, and they want to stay ahead of the curve. Michael Kitces expects it to be the Best Conference Experience for 2023 , and we agree! Registration is now open for FutureProof 2023 The post Future Proof 2023 appeared first on The Big Picture.

Wealth Management 313

Wealth Management Financial Planning Clients Planning 313

Wealth Management

APRIL 7, 2023

Nexus Strategy's Tim Welsh describes the subtle yet dramatic changes happening in the independent wealth space that will shape the industry going forward.

Wealth Management 279

Wealth Management Management 279

The Reformed Broker

JANUARY 18, 2023

FUTURE PROOF FESTIVAL 2023 TICKET REGISTRATION IS NOW OPEN Join us September 10th-13th in Huntington Beach, CA! See you there[link] pic.twitter.com/BTO0RNivhJ — The Compound (@TheCompoundNews) January 18, 2023 Last September we threw the biggest wealth management festival (and proba. Prices jump in 2 weeks.

Wealth Management 294

Wealth Management Management 294

Wealth Management

AUGUST 31, 2023

F2 Strategy's co-founder and CEO provides his take on the most important wealth management technology news of the last month.

Wealth Management 333

Wealth Management Management 333

Wealth Management

SEPTEMBER 11, 2023

Advisors, reps and leaders from throughout the industry discussed diversity, equity and inclusion issues during a think tank held in conjunction with the 2023 WealthManagement.com Industry Awards.

Wealth Management 306

Wealth Management Management Clients 306

Wealth Management

NOVEMBER 3, 2023

F2 Strategy's co-founder and CEO provides his take on the most important wealth management technology news of the last month.

Wealth Management 317

Wealth Management Management 317

Wealth Management

OCTOBER 11, 2023

Listen as David Warne, Executive Director, Head of Strategic Services, Atria Wealth Solutions, discusses how their 2023 Wealthies Initiatives help financial advisors.

Wealth Management 261

Wealth Management Management Financial Advisor 261

Wealth Management

DECEMBER 1, 2023

F2 Strategy co-founder and CEO Doug Fritz provides his take on the most important wealth management technology news of the last month.

Wealth Management 295

Wealth Management Management 295

Wealth Management

JUNE 12, 2025

Economists at Harvard , of all places, generated a big splash in 2023 when it released an exhaustive study that examined whether the extremely rich students being accepted into these institutions had more impressive academic profiles than the teenagers who fly economy.

Wealth Management 233

Wealth Management Financial Planning Planning Financial Advisor 233

Wealth Management

OCTOBER 23, 2024

Digital assets and social media fraud were frequently cited in the states’ investigations and enforcement actions in 2023, according to a new NASAA report.

Media 271

Media Assets 271

Wealth Management

FEBRUARY 26, 2024

As donors and their tax advisors report 2023 charitable gifts, they should ensure compliance with the substantiation requirements to avoid questions about, and possible disallowance of, their charitable deductions.

Taxes 297

Taxes Compliance 297

Wealth Management

MARCH 13, 2024

A total of 9,674 experienced advisors changed jerseys in 2023, according to the most recent Diamond Consultants Advisor Transition Report.

Consulting 285

Consulting 285

Wealth Management

MARCH 20, 2024

More than half of the advisory clients in a February survey reported leaving their advisor in 2023, while another 9% thought about it.

Clients 312

Clients 312

Abnormal Returns

FEBRUARY 12, 2024

riabiz.com) Does Citigroup ($C) have a path forward in wealth management? kindnessfp.com) DPL Financial Partners saw a big boost in annuity sales in 2023. morningstar.com) Talent Wealth management firms are coming to realize they have a headcount problem. trillion in assets.

Wealth Management 262

Wealth Management Retirement Communication Investment Planning 262

Nerd's Eye View

AUGUST 7, 2023

Welcome to the August 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, underlying trends, and developments that are emerging in the world of technology solutions for financial advisors!

Estate Planning 246

Estate Planning Wealth Management Financial Advisor Planning 246

Wealth Management

FEBRUARY 9, 2024

Despite a decline in M&A activity in 2023, 77% of wealth management firms expect to do a deal by the end of this year, according to a MarshBerry and WMIQ survey.

Wealth Management 273

Wealth Management Marketing Marketing Management 273

Nerd's Eye View

NOVEMBER 6, 2023

Welcome to the November 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors!

Compliance 246

Compliance Valuation Clients Financial Advisor 246

Wealth Management

APRIL 18, 2023

More than a quarter of advisors, including a third of wirehouse advisors, believe cryptocurrencies will collapse on a more spectacular scale in 2023 than the FTX-led plunge in 2022, according to a new survey.

263

263

Abnormal Returns

NOVEMBER 6, 2023

(riabiz.com) The biz Goldman Sach's ($GS) future is in wealth management. citywire.com) Choreo is buying the wealth management business of BDO USA. papers.ssrn.com) Taxes A 2023 year-end tax planning guide. ft.com) Creative Planning has closed on its purchase of Goldman Sachs' ($GS) PFM unit.

Wealth Management 264

Wealth Management Retirement Planning Tax Planning Financial Planning 264

Wealth Management

SEPTEMBER 5, 2023

Uncover the latest trends shaping the M&A sphere in 2023, driving strategic decisions and future success.

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