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Top Compliance Challenges Financial Advisors Face

BlueMind

The 2008 global financial crisis is one of the biggest examples of how significant it is to have proper compliance regulations in place in order to create a safe and healthy financial ground for the people. The primary cause of the 2008 global financial crisis was the deregulation of the financial industry.

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Financial Planning Tips For Advisors with Special Needs Clients

BlueMind

The eligibility criteria require you to have an approved Disability Tax Credit Certificate by the government. This certificate is required to be signed by a medical practitioner who assures that the individual has a severe and prolonged impairment. An RDSP is an important tool when planning for a special needs client.

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How to Make $1,000 Fast (33 Quick Ways to Make $1,000 This Month)

Good Financial Cents

It didn’t happen overnight for me, but then few blogging resources were available when I started out in 2008. something percent being paid on savings accounts, or >1% being paid on 12-month certificates of deposit. Since they’re small businesses they may not have the workload or the budget for full-time employees.

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Investment Perspectives | Seeking Yield

Brown Advisory

In Denmark, for example, the rate on certificates of deposit is minus 0.65%, and in Switzerland, the rate on deposits is minus 0.75%. Negative Rates Currently, interest rates in many parts of the world are negative, meaning that a person or entity with excess cash must pay an institution to hold it. In the U.S.,

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Investment Perspectives | Seeking Yield

Brown Advisory

In Denmark, for example, the rate on certificates of deposit is minus 0.65%, and in Switzerland, the rate on deposits is minus 0.75%. Currently, interest rates in many parts of the world are negative, meaning that a person or entity with excess cash must pay an institution to hold it. In the U.S.,

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Transcript: Jonathan Miller

The Big Picture

And in 2008, that same journalist came to me and said, this is the guy who told us three years ago that this was going to happen. MILLER: Exactly, right, so, but that’s part of it, but yeah, like the long term view, but I look at it as when, so the big problem or big challenge is New York City’s budget. RITHOLTZ: Wow.

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2016 Berkshire Hathaway Annual Shareholder Meeting

Brown Advisory

Berkshire is unusual among public companies—it doesn’t manage quarter to quarter, provide earnings guidance or have budgets at the parent company, although many of the subsidiaries do. After falling behind in the bear market during the first year of the wager in 2008, Buffett’s S&P 500 side of the bet surged ahead through 2015.