Inside Information

SEPTEMBER 28, 2021

This second petition includes some draft language that the SEC could adopt, which spells out that a broker should be required to either register its reps with the SEC or stop calling those reps advisors, financial planners, wealth managers etc.

Financial Planner 40

Financial Planner Financial Planning Commission Sales 40

The Big Picture

APRIL 25, 2023

Now, full disclosure, Ritholtz Wealth Management has been around a decade. And I said, I really think that we would be able to do a great job for our RIA clients, for our wealth management clients, by having this consulting firm, and they rejected the idea. HAMBURGER: National Financial Partners, right?

Compliance 150

Compliance Clients Wealth Management Management 150

The Big Picture

MAY 16, 2023

RITHOLTZ: 2004, 2005. RITHOLTZ: 2005. So I was very heavy in financial services stock, which was a great lead gen engine. Josh Brown is the partner at Ritholtz Wealth Management, but for you, I never would have met Josh. So to think that… RITHOLTZ: This is not financial advice, you can say it on the air.

Media 275

Media Investing Investments Valuation 275