2005 Financial Advice Financial Planner Financial Services 
NAIFA Advisor Today
DECEMBER 20, 2023
Richardson is a financial planner who has been providing sound financial advice to his clients since 2005. His primary focus is to help people align their financial decisions with their values and truths to live enriching lives.
Inside Information
SEPTEMBER 28, 2021
This second petition includes some draft language that the SEC could adopt, which spells out that a broker should be required to either register its reps with the SEC or stop calling those reps advisors, financial planners, wealth managers etc. The point here is what’s in the middle.
The Big Picture
APRIL 25, 2023
HAMBURGER: Somehow this deal that was concocted, you know, on the back of a cocktail napkin, you know, seemingly amongst four global titans, you know, of financial services. And this seems to be an agreement to — RITHOLTZ: Restrict competition in the space of providing financial advice. HAMBURGER: Absolutely.
Expert insights. Personalized for you.
52 
Let's personalize your content