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The Latest In Financial #AdvisorTech (November 2023)

Nerd's Eye View

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: FinanceHQ has launched as a new digital lead generation platform for financial advisors, which takes a more niche-focused approach to matching prospective clients with advisors – representing a bet that capturing prospects (..)

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Will Bressman Joins the Harness Board of Directors

Harness Wealth

FOR IMMEDIATE RELEASE NEW YORK, NY — September 3, 2024: Harness , a New York-based fintech startup that seeks to make bespoke tax & financial advice accessible to more households, is excited to announce the appointment of Will Bressman to its Board of Directors.

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Future of Finance Industry: Trends and Predictions

International College of Financial Planning

Technology and Innovation in Finance: The rise of fintech startups has disrupted the traditional banking industry, with many new players emerging to offer innovative financial services. AI-powered tools can help financial institutions identify fraud, automate routine tasks, and provide personalized financial advice to customers.

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Eric Brotman on Building a Collaborative Culture, Targeting Business Development Channels, Sustaining Scale, and Learning to Grow by Letting Go

Steve Sanduski

Why AI can help with rote tasks like note-taking and compliance, but not with complex human-to-human financial advice. When I was a startup, I did everything. Finding the right strategic balance between organic growth and M&A. Using comp structure to encourage collaboration rather than competition among advisors.

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Transcript: Brian Hamburger

The Big Picture

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

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LLC vs. S Corp vs. LLP: The Best Business Structure for New and Small Tax Firms

Harness Wealth

Some require extensive record-keeping, regular board meetings, and additional compliance filings, while others maintain relatively straightforward compliance requirements. This structure enables you to start serving clients promptly without navigating complex formation requirements or incurring significant startup costs.

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Transcript: Howard Lindzon

The Big Picture

So the smartest thing I ever did in this where Social Leverage started is I took everything I made and just redistributed it to everybody I saw doing a startup around … RITHOLTZ: Just every company. Um, case anybody that says anything, non-compliant, compliance tracks that also the watch list is just sort of fun. LINDZON: Yes.

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