Harness Wealth

FEBRUARY 20, 2024

CPAs are licensed by state boards of accountancy in the state where they practice. Many states require an ethics exam covering professional conduct and accounting rules, ensuring that CPAs are equipped to handle ethical situations during their career.

Taxes 52

Taxes License Education Tax Planning 52

Sara Grillo

JUNE 2, 2022

Revenue is not an indicator of the effectiveness of the advisor any more than the number or size of clients they have is. Number of employees per client? What about ethics? I have several issues with the methodology, namely: The advisor must have an “acceptable compliance record.” It’s ridiculous. ” Huh?

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Sara Grillo

MARCH 13, 2023

Investors can play the spread any number of ways, but that is basically what keeps the ETF in line with its value. According to Bak, assets don’t care about the ethics of their investors. He holds Series 7 and 65 Securities Licenses in addition to a Life & Health Insurance License. from the seller.

Financial Advisor 59

Financial Advisor Assets Management License 59

Sara Grillo

SEPTEMBER 26, 2022

I mean, how is the CFP Board even going through a process of due diligence, again, innocent till proving guilty in the sense when they have all kinds of disclosures, but at the same time, they’re publicly reprimanding 40 people, 80 people, whatever the number is, in a given year, out of the tens of thousands. Salaske: Right, now.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Sara Grillo

SEPTEMBER 12, 2022

Get ready for a ride as we examine it from all angles: regulatory, ethically, intellectually, etc. If we are comparing them to the Utopian idea of what a fraternity of ethics and competence testing should be, then we should find a way to implement it because daydreaming about what it ought to be is less useful.

CFP 80

CFP Financial Planner Ethics Financial Planning 80