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Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Sara Grillo

Securities and Exchange Commission. Securities and Exchange Commission. Right, and I think that in part one, you had mentioned that there was specifically an advisor who got the CFP designation in order to do bad. 2022, August 1). CFP® Professional Demographics. 2013, March). Staff of the Investment Adviser Regulation Office.

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