Commission Ethics Investment Planning License 
Sara Grillo
NOVEMBER 14, 2022
He is a flat fee advisor; not a licensed insurance agent. With annuities now being able to be offered in 401k plans, the playing field has changed. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. Are commissions bad? Are commissions bad?
Sara Grillo
SEPTEMBER 12, 2022
Get ready for a ride as we examine it from all angles: regulatory, ethically, intellectually, etc. The CFP Board’s long, uninterrupted history of putting its own interests ahead of the consumers makes it decidedly unqualified to govern the financial planning profession. 3 Are the CFP Board’s disclosure requirements too light?
Sara Grillo
SEPTEMBER 26, 2022
Wright: Yes, So yes, is the quick answer, the more convoluted answer would be that we should control internally… We’re a fraternity of ethics and competency testing that should be different from the SEC. Salaske: Right, now.
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