International College of Financial Planning

DECEMBER 23, 2023

These professionals work independently or under the umbrella of financial institutions and are specialized in guiding clients through the intricacies of financial planning and investments. Their compensation often comes from (1) commissions on transactions based on advice provided or (2) fees for financial plan construction.

Financial Advisor 52

Financial Advisor Certified Financial Planner Certification Financial Planner 52

Diamond Consultants

JUNE 28, 2023

First, UBS left the Protocol for Broker Recruiting. This action signified the firm was taking more control away from the advisors and indicating that UBS owned their client relationships when in fact, the team built the practice based solely on their own hard work. But things started to change at the firm.

Compliance 52

Compliance Recruitment Clients Compensation Planning 52

XY Planning Network

JANUARY 16, 2023

If notifying or bringing your clients with you is on your checklist, add this task first: C heck employment contract. 4 MIN READ. New year, new firm? Whether you’re changing firms or starting your own, there are many things to consider and do.

Clients 72

Clients Assets Management Recruitment 72