Good Financial Cents

DECEMBER 14, 2022

After all, people will always need financial services, whether investing their money , taking out loans, or managing their taxes. They may work in various industries, such as investment firms, accounting firms, banks, or the government. Chief Compliance Officer. Financial Examiner. Hedge Fund Manager.

Compliance 87

Compliance Budgeting Accounting Insurance 87

Sara Grillo

SEPTEMBER 12, 2022

.” It brings to light the fundamental question of the role that institutions play in client outcomes, whether those institutions are truly putting the interests of the retail investor over those of their members, and the delicate balance between governance standards and the oppression of individual autonomy.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

Sara Grillo

SEPTEMBER 26, 2022

Salaske: Yeah, I don’t agree with the CFP Board becoming any type of regulator whatsoever over financial advisors, financial planners, whatever you wanna call us in the advice space. I hope you’ll at least join my newsletter about financial advisor lead generation. Grillo: Next question. See you in the next one!

CFP 59

CFP Financial Advisor Financial Planner Ethics 59