Diamond Consultants

MAY 27, 2025

Here are four benefits of scale: More Capital, More Investment Larger firms have bigger budgets to invest in technology, platforms, and talent. Compliance Built for the Masses With a large advisor base, firms often manage risk to the lowest common denominator. So, is Scale a Necessary Evil? In todays landscape, it may feel that way.

Wealth Management 52

Wealth Management Management Compliance Recruitment 52

Good Financial Cents

JANUARY 11, 2023

Through careful research and analysis of market data and other financial documents, financial managers identify opportunities for cost savings and recommend budgeting changes to help their businesses prosper. Budget Analyst. Budget analysts fill an essential role in the banking world. Portfolio Manager.

Banking 96

Banking Budgeting Portfolio Management Recruitment 96

Diamond Consultants

AUGUST 7, 2023

While the firm continues to add new advisors to its ranks, it’s still struggling to keep pace in the so-called recruiting wars. Why do some firms enjoy tremendous success in retaining and recruiting advisors while others struggle to keep and attract advisor talent? And even current Jones advisors are wondering why.

Recruitment 52

Recruitment Compliance Budgeting Financial Advisor 52

Trade Brains

OCTOBER 18, 2024

Many banks struggle with scaling AI and fitting it within existing budgets. Regulatory compliance costs continue to rise. In 2024, financial crime compliance alone cost Indian financial institutions ₹5.1 They’re also recruiting tech talent to drive digital transformation efforts. lakh crore.

Banking 52

Banking Economics Investing Investments 52

The Big Picture

AUGUST 15, 2023

And so alongside of Wall Street recruiting in my senior year, I interviewed at the Yale Investments Office and was fortunate to get that job and violated the two principles I had at the time, which was I wanted to be in a training program and I wanted to leave New Haven. Let me say what your compliance wouldn’t allow you to say.

Management 130

Management Investing Investments Government 130

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Compliance 162

Compliance Clients Wealth Management Management 162

The Big Picture

SEPTEMBER 5, 2023

MILLER: Exactly, right, so, but that’s part of it, but yeah, like the long term view, but I look at it as when, so the big problem or big challenge is New York City’s budget. Over 50% of revenues are real estate related. RITHOLTZ: Really, that’s giant. RITHOLTZ: 44, I mean, it’s there for the taking. MILLER: Right.

Sales 130

Sales Numbers Marketing Marketing 130