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Seeking Best Execution: Understanding The SEC’s Expectations For Advisors To Deliver Best Outcomes For Clients

Nerd's Eye View

One of the best sources of guidance from the Securities and Exchange Commission (SEC) is a 1986 interpretive release that unofficially sets forth a framework for satisfying the fiduciary duty to seek best execution of securities transactions in client accounts. Read More.

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How I rocked the world as an hourly financial planner – with Kevin Estes

Sara Grillo

He’s taking the world by storm as an hourly financial planner, not managing any assets just giving out powerful financial planning guidance that clients love. He tracks how all his time is spent on each relationship and he communicates clearly so that clients know what is going on at every point. Good for you, bro.

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CFP Board’s Crypto Guidelines Offer a Word of Caution

eMoney Advisor

When it comes to CFP® professionals and cryptocurrency, the CFP Board’s Code of Ethics and Standards of Conduct dictates that CFPs® should treat crypto-related assets the same as any other form of financial asset. The CFP Board stated the risks as follows in its communication. Crypto in the News. Proceed with Knowledge.

CFP 62
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How to Choose a Personal Financial Advisor

Park Place Financial

These professionals work with wealthy people, helping them manage their assets and offering related financial assistance. A key indication of an advisor’s dedication to acting in the client’s best interest is the mention of fiduciary duty. Some advisors do not observe fiduciary duty but are bound to a suitability standard.

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4 Financial Concerns High-Net-Worth Individuals Face

WiserAdvisor

Ultra and very high-net-worth individuals may also have assets valued at more than $5 million and $30 million. Moreover, these high-net-worth values are not calculated on physical assets but on liquid ones, which may be relatively more volatile to manage. For instance, you can hire a fiduciary.

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Sustainable Investing: Considerations for Trustees

Brown Advisory

Put simply, trustees serve as fiduciaries with investment authority over assets that are intended to benefit another person or persons; trustees should use every device at their disposal in an effort to maximize the investment returns of the trust they oversee.

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Sustainable Investing: Considerations for Trustees

Brown Advisory

Put simply, trustees serve as fiduciaries with investment authority over assets that are intended to benefit another person or persons; trustees should use every device at their disposal in an effort to maximize the investment returns of the trust they oversee. ESG AND FIDUCIARY RESPONSIBILITY.