Remove 2005 Remove Fee Only Remove Financial Advice Remove Financial Services
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How the SEC Has Strayed From Its Mission

Inside Information

The whole premise of the legislation that forms the foundation of the SEC’s regulation of the financial services marketplace is in direct agreement with the XYPN petitions.

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Transcript: Brian Hamburger

The Big Picture

HAMBURGER: Somehow this deal that was concocted, you know, on the back of a cocktail napkin, you know, seemingly amongst four global titans, you know, of financial services. And this seems to be an agreement to — RITHOLTZ: Restrict competition in the space of providing financial advice. HAMBURGER: Absolutely.