Financial Market Investment Advisor Investment Planning Manufacturing 
Sara Grillo
NOVEMBER 14, 2022
2 Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same fiduciary standard as registered investment advisors? Macchia argues that mutual funds and REITs are not fiduciaries; product manufacturers are typically not. He does not think it will be in his lifetime. #2
Sara Grillo
SEPTEMBER 26, 2022
I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. Salaske: What is an investment advisor?
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