Inside Information

JULY 31, 2022

Doctors, lawyers and accountants have all achieved government recognition of their professional status. Yes, there are regulatory requirements to register as an investment advisor. Currently there are no minimum standards for competency or ethics for those professing to be financial planners. So what will this look like?

Financial Planner 45

Financial Planner Financial Planning Ethics CFP 45

Sara Grillo

JANUARY 9, 2023

What are the changes in Colorado investment advisor regulations regarding financial planning? There is an emphasis on logical and clear disclosure of services and their related fees. Specific examples: Educating financial advisors of all business models (AUM, fee only, commission, etc.)

Financial Planning 52

Financial Planning Planning Financial Planner CFP 52

Sara Grillo

SEPTEMBER 26, 2022

Salaske: Yeah, I don’t agree with the CFP Board becoming any type of regulator whatsoever over financial advisors, financial planners, whatever you wanna call us in the advice space. Salaske: Right, now. You don’t know that right now, what they’re doing basically… We don’t know what their process is.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59