Hubly
JULY 15, 2025
million for failing to maintain and preserve electronic communications. Securities and Exchange Commission (SEC) has imposed hefty fines on firms for recordkeeping violations. For instance, in 2024, the SEC fined 26 firms a combined $392.75 This worst-case scenario is unlikely to happen. 5 NIGO Errors To Watch for 1.
Nerd's Eye View
MAY 5, 2023
Enjoy the current installment of "Weekend Reading For Financial Planners" - this week’s edition kicks off with the news that the House Financial Services Committee unanimously passed a bill that would direct the SEC to conduct a study and carry out a rulemaking on the definition of a "small entity" to reduce the compliance burden on small businesses, (..)
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Nerd's Eye View
MARCH 22, 2024
Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the SEC has recently been cracking down on firms for recordkeeping failures related to electronic communications, including their use of text messaging with prospects and clients.
International College of Financial Planning
JULY 9, 2022
To plan for retired life important thing is financial plan. Certified Financial Planner can guide us in the early stage of life best for retirement financial planning. A Certified Financial Planner will help you determine your retirement goals based on your current income, expenses and future needs.
Sara Grillo
OCTOBER 18, 2022
Digitization is especially beneficial for entrepreneurs with disabilities, as electronic files are often easier to find and manage than paper records. About 10 years into his career, he saw a need for financial planners who specialize in helping individuals and families living with disabilities.
MainStreet Financial Planning
MARCH 15, 2023
FDIC also has a very useful calculator FDIC’s Electronic Deposit Insurance Estimator (EDIE). You should also consider seeking advice from a financial planner who can help you create a personalized investment plan based on your goals and risk profile.
Your Richest Life
NOVEMBER 22, 2023
Generally, electronics like tablets, computers, laptops and TVs, and some small home appliances, are some of the best deals on Black Friday and Cyber Monday. Instead, make a list ahead of time of the gifts you plan to buy, or even bigger ticket items that you’ve been planning to buy, but wanted to wait for a good deal.
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