Nerd's Eye View

NOVEMBER 6, 2023

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: FinanceHQ has launched as a new digital lead generation platform for financial advisors, which takes a more niche-focused approach to matching prospective clients with advisors – representing a bet that capturing prospects (..)

Compliance 246

Compliance Valuation Clients Financial Advisor 246

Nerd's Eye View

AUGUST 7, 2023

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: Wealth Management GPT has launched as one of the first standalone AI writing tools for financial advisors, distinguishing itself from other tools that are integrated within already-existing AdvisorTech tools (which raises questions (..)

Estate Planning 246

Estate Planning Wealth Management Financial Advisor Planning 246

Abnormal Returns

SEPTEMBER 26, 2022

(linkedin.com) Fintech Most people don't need asset management, they need paycheck management. riabiz.com) This startup wants to make it easier to borrow against whole life insurance policies. riabiz.com) Compliance Many clients want to text with their adviser. Budge looks to solve this.

Startup 130

Startup Tax Planning Compliance Financial Planning 130

Harness Wealth

SEPTEMBER 18, 2024

Given that estate planning can overlap with tax planning in ways that encompass many events throughout the life of a client, tax advisors can work with wealth managers and estate attorneys with the goal of creating a comprehensive strategy in the client’s best interest.

Taxes 52

Taxes Clients Planning Estate Planning 52

Diamond Consultants

JUNE 28, 2023

They want to have a sense of ownership over how they run their practice—including the ability to hire and fire team members, distinguish themselves from their colleagues by marketing their business creatively, and be allowed to run their practice without as much interference from compliance. To him, all employee firms were the same.

Compliance 52

Compliance Recruitment Clients Compensation Planning 52

Steve Sanduski

OCTOBER 23, 2024

He and his team focus on supporting families and individuals by providing comprehensive financial planning and wealth management services. Why AI can help with rote tasks like note-taking and compliance, but not with complex human-to-human financial advice. When I was a startup, I did everything.

Clients 59

Clients Financial Planning Retirement Planning 59

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. Now, full disclosure, Ritholtz Wealth Management has been around a decade. And I would constantly hear them frustrated by the compliance department. We retained your firm.

Compliance 157

Compliance Clients Wealth Management Management 157

The Big Picture

MAY 16, 2023

So the smartest thing I ever did in this where Social Leverage started is I took everything I made and just redistributed it to everybody I saw doing a startup around … RITHOLTZ: Just every company. Um, case anybody that says anything, non-compliant, compliance tracks that also the watch list is just sort of fun. LINDZON: Yes.

Media 284

Media Investing Investments Valuation 284