Compliance Ethics Webinar 
Nerd's Eye View
JULY 8, 2024
Given the continuing growth of advicers who fall under these new IAR CE Requirements, the Kitces platform is not only continuing to offer IAR CE (along with all of its other CE types) through its Nerd's Eye View blog articles, but, starting this year, has also expanded IAR CE eligibility to our webinars as well.
Nerd's Eye View
JULY 19, 2023
At a high level, every IAR who is registered in a state requiring CE must complete a total of 12 CE credits each year, comprising 6 credits of Ethics and Professional Responsibility and 6 credits of Products and Practice.
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Midstream Marketing
DECEMBER 10, 2024
You might also offer free guides or webinars to draw in people. Creating Educational Webinars and Online Workshops In todays online world, giving good financial education is a great way to connect with potential clients. You can offer educational webinars and online workshops. It helps create a record for compliance.
Midstream Marketing
NOVEMBER 5, 2024
Understand why compliance, engagement, and tracking success are vital for your social media efforts. You can discover the events or webinars they want to join, or you can make your content more fun. You might also want to talk to a compliance expert. You can also join webinars and keep learning. They engage your audience.
Midstream Marketing
NOVEMBER 6, 2024
You can hold webinars, share updates about the market, or explain investment ideas. You can give early access to webinars. Some ideas include making content together, hosting webinars, or doing interviews. It is important to manage compliance and regulatory issues well. This means grouping people by their interests.
Midstream Marketing
MAY 12, 2025
Learn how technology, innovation, and compliance standards shape the decision between an internal team and outsourcing. For example, they might hold financial advisory webinars aimed at wealthy individuals by using significant industry trends. This helps them manage difficult compliance issues easily.
Midstream Marketing
APRIL 14, 2025
Make sure to share valuable content through your emails, like newsletters, market updates, tips on financial planning, and invites to webinars or events. Hosting Webinars and Online Workshops Webinars and online workshops are great tools for financial advisors. However, they must focus on following legal and ethical rules.
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