Compliance, Ethics, Government and Investment Planning

Should you cancel your CFP designation?

Sara Grillo

SEPTEMBER 12, 2022

Get ready for a ride as we examine it from all angles: regulatory, ethically, intellectually, etc. The CFP Board’s long, uninterrupted history of putting its own interests ahead of the consumers makes it decidedly unqualified to govern the financial planning profession. 3 Are the CFP Board’s disclosure requirements too light?

CFP

CFP Financial Planner Ethics Financial Planning

Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Sara Grillo

SEPTEMBER 26, 2022

Wright: Yes, So yes, is the quick answer, the more convoluted answer would be that we should control internally… We’re a fraternity of ethics and competency testing that should be different from the SEC. Salaske: Right, now.

CFP

CFP Financial Advisor Financial Planner Ethics

Financial Advisor Source

Should you cancel your CFP designation?

Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

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