Communication, Compliance, Ethics and Wealth Advisor

Why useless financial advisor rankings lists should be put to rest!

Sara Grillo

JUNE 2, 2022

What about advisor/client ratio? What about straightforwardness of communication? What about ethics? ” And then at the end they encourage readers to use it as a starting point to find a financial advisor. My take on the “Forbes America’s Top Wealth Advisors List” – is this a joke?

Financial Advisor

Financial Advisor Clients Ethics Numbers

Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Sara Grillo

SEPTEMBER 26, 2022

Salaske: Yeah, I don’t agree with the CFP Board becoming any type of regulator whatsoever over financial advisors, financial planners, whatever you wanna call us in the advice space. Salaske: Right, now. You don’t know that right now, what they’re doing basically… We don’t know what their process is.

CFP

CFP Financial Advisor Financial Planner Ethics

Financial Advisor Source

Why useless financial advisor rankings lists should be put to rest!

Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Webinars

Stay Connected