Remove Clients Remove Fiduciary Duty Remove Portfolio Management Remove Tax Planning
article thumbnail

How to Choose the Right Wealth Management Firm in Kansas City

Fortune Financial

Conduct Thorough Research The financial industry is highly regulated, and individuals and firms that provide wealth management services must meet specific qualifications and standards. Chartered Financial Analyst (CFA) CFAs are experts in investment management and analysis.

article thumbnail

How to Choose the Right Wealth Management Firm in Kansas City

Fortune Financial

Conduct Thorough Research The financial industry is highly regulated, and individuals and firms that provide wealth management services must meet specific qualifications and standards. Chartered Financial Analyst (CFA) CFAs are experts in investment management and analysis.

article thumbnail

Fiduciary Paper #10: Is Proper Tax-Efficient Portfolio Design and Management a Duty, and is it Scalable?

Ron A. Rhodes

I have increasingly witnessed registered investment adviser (RIA) firms, as well as brokerage firms, generally disavow (often in their client services agreement) any duty to manage the investment portfolios of…