Truemind Capital

SEPTEMBER 10, 2019

Fiduciary duty should be on the top of the mind of any genuine adviser. Commissions earned from product manufacturers have significant potential to affect investment recommendations. An RIA is allowed by SEBI to earn fees for investment advisory from clients, and barred from earning commissions from product manufacturers.

Investments 52

Investments Investing Asset Allocation Fiduciary Duty 52

The Big Picture

MAY 20, 2025

Tell us about the mutual funds in ETFs you run on behalf of Bridgeways clients. 00:27:25 [Speaker Changed] Sometimes I get into conversation with a prospective client and you might hear something like, you know, it sounds like you’re good guys, you know, you’re philanthropically geared and you get awards is a great place to work.

Management 130

Management Numbers Transportation Accounting 130

WiserAdvisor

MARCH 13, 2025

An independent financial advisor is driven by your financial progress because their business depends on satisfied clients and referrals. Many are skilled professionals who want to help their clients do so, irrespective of their employment status. An independent advisor, however, has more control over how they work with clients.

Financial Planning 40

Financial Planning Planning Financial Advisor Fiduciary Duty 40

Brown Advisory

APRIL 16, 2018

Developing Sustainable Investment Plans Standard Process, Added Layers of Thought In our work with all of our endowment and foundation clients, we follow a disciplined process to ensure that we: Discover and fully understand the nonprofit’s long-term objectives. Also, clients differ on which issues they view as purely programmatic (i.e.,

Nonprofit 52

Nonprofit Portfolio Distribution Clients 52

Brown Advisory

APRIL 16, 2018

In our work with all of our endowment and foundation clients, we follow a disciplined process to ensure that we: Discover and fully understand the nonprofit’s long-term objectives. When our clients want to include mission-driven investments in a portfolio, it adds another dimension of goals and priorities to the discovery exercise.

Nonprofit 52

Nonprofit Portfolio Distribution Clients 52

Investing Caffeine

MARCH 25, 2025

If UKidney is successful, United Therapeutics and Martine Rothblatt will be one step closer to realizing the companys vision of manufacturing an endless supply of transplantable organs. Source: United Therapeutics Investment Opportunity of a Lifetime? www.Sidoxia.com Wade W. Slome, CFA, CFP Plan.

Investments 59

Investments Investing Fiduciary Duty Healthcare 59

Sara Grillo

NOVEMBER 14, 2022

Fee only advisors can now purchase annuities for their clients without having to be licensed agents. Do advisors breach fiduciary duty when they fail to recommend annuities? He doesn’t even think an AUM model can be a fiduciary one. It’s not the cheapest for the client. Grillo believes annuities are oversold.

Insurance 59

Insurance Retirement License Financial Advisor 59