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The Return Of IAR Ethics CE Day And The State Of The (Nerd’s Eye View) Blog

Nerd's Eye View

Given the continuing growth of advicers who fall under these new IAR CE Requirements, the Kitces platform is not only continuing to offer IAR CE (along with all of its other CE types) through its Nerd's Eye View blog articles, but, starting this year, has also expanded IAR CE eligibility to our webinars as well.

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Weekend Reading For Financial Planners (June 1-2)

Nerd's Eye View

House of Representatives and is now being considered in the Senate would increase the number of firms classified as “small entities” and would require the SEC to assess the impact of proposed regulation on this newly enlarged class of investment advisers (which tend to have fewer compliance staff and resources available compared to larger (..)

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Top Strategies for Registered Investment Advisor Marketing

Midstream Marketing

RIAs must understand and follow SEC marketing rules to meet their ethical and legal needs. By regularly exceeding what clients expect, investment advisors maintain high ethical standards. Content marketing: Share helpful tips through blog posts, articles, and white papers. Clear communication is key. They help to reduce risks.

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Corporate Engagement Spotlight: Ethical AI Practices

Brown Advisory

Corporate Engagement Spotlight: Ethical AI Practices ajackson Thu, 04/22/2021 - 11:37 Right now, as you read this, there are computers and network servers all over the world pondering one topic: you. And if and when regulatory frameworks solidify, the compliance requirements may inadvertently lead to rising concentration risk in the industry.

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Corporate Engagement Spotlight: Ethical AI Practices

Brown Advisory

Corporate Engagement Spotlight: Ethical AI Practices. Ethical AI is a term used throughout this discussion, loosely defined as development and delivery of AI products and services that empower employees, produce fair and just outcomes for stakeholders and generate other positive outcomes for society. Thu, 04/22/2021 - 11:37.

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Here are some examples of things Ethical Financial Advisors do

Sara Grillo

So here’s a blog about some things that ethical financial advisors do in the hopes they will serve as an example of right behavior for the rest of the industry to follow. Ethics matter in financial advice! Ethics matter. The following case studies serve as examples of ethical actions taken by financial advisors.

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Social Media Marketing for Financial Advisors: A Masterclass

Midstream Marketing

Understand why compliance, engagement, and tracking success are vital for your social media efforts. If you want to share articles that highlight your expertise and keep people informed about industry news, LinkedIn is a good choice. Share articles related to your industry. Also, consider the type of content you want to share.

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