2010, Ethics, Investment Advisor and Wealth Management

Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Sara Grillo

SEPTEMBER 26, 2022

The debaters are: Robert Wright, CFP®, a financial consultant with Advocacy Wealth Management. Salaske: Yeah, I don’t agree with the CFP Board becoming any type of regulator whatsoever over financial advisors, financial planners, whatever you wanna call us in the advice space. Robert will be on the “for” team.

CFP

CFP Financial Advisor Financial Planner Ethics

Transcript: Dave Nadig

The Big Picture

NOVEMBER 15, 2022

So for a while, I ran Wells Fargo’s 401(k) business because they had acquired that as part of Wells Fargo Nikko Investment Advisors. I mean, there were some advisor pickup, but you had to be kind of on the front edge of finance, or a quant, or running your own models, which in 2003, was not that common.

Management

Management Assets Portfolio Investing

Financial Advisor Source

Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Transcript: Dave Nadig

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