2010 Ethics Financial Market Investment Advisor 
The Big Picture
DECEMBER 6, 2022
First of all, I think the amount of investors that participate in the financial markets is much smaller than it is in the U.S. And I think that the financial advisors are used, but not as widely used as they are in the U.S. What’s the finance industry like in Spain? BERRUGA: It’s fundamentally different.
Sara Grillo
SEPTEMBER 26, 2022
Salaske: Yeah, I don’t agree with the CFP Board becoming any type of regulator whatsoever over financial advisors, financial planners, whatever you wanna call us in the advice space. Salaske: Right, now.
The Big Picture
NOVEMBER 15, 2022
So for a while, I ran Wells Fargo’s 401(k) business because they had acquired that as part of Wells Fargo Nikko Investment Advisors. NADIG: With the enormous caveat that everything you knew about financial markets — RITHOLTZ: Is no longer true. NADIG: — through all the acquisitions they were doing.
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