Remove 2010 Remove Compliance Remove Ethics Remove Investment Advisor
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Transcript: Luis Berruga, Global X ETFs

The Big Picture

But when you factor in, you know, legal costs, compliance, portfolio management, trading, there is a lot that goes into launching an ETF. But in thematic investing, and for the most part of the intellectual property that goes into developing the index, we do internally with our own research and product development team. BERRUGA: Yeah.

Clients 152
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Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Sara Grillo

Salaske: Yeah, I don’t agree with the CFP Board becoming any type of regulator whatsoever over financial advisors, financial planners, whatever you wanna call us in the advice space. Salaske: Right, now. You don’t know that right now, what they’re doing basically… We don’t know what their process is.

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