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What Is The SIPC and How Does it Protect Your Investments?

Good Financial Cents

As a financial planner, I get a lot of concerned questions from my clients regarding their investments. These include investments like commodity futures and fixed annuity contracts which are not registered with the Securities and Exchange Commission (SEC). Not all investments are eligible for SIPC protection.

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Transcript: Heather Brilliant, Diamond Hill

The Big Picture

00:12:42 [Speaker Changed] I think it absolutely should be the norm because it is generally what our clients are seeking. And I think a lot of investors have figured out how to effectively make money for their clients with shorter term time horizons, otherwise they wouldn’t be doing it. Tell us a little bit about that.

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Fiduciary Advocate

Inside Information

Rostad is currently focused on what he sees as our best chance for meaningful reform: getting the Commission to revise the Form CRS disclosure so that it provides a clearer explanation of the different business models of broker-dealers/wirehouses, on the one hand, and fiduciary RIAs registered with the SEC on the other. “We

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Transcript: Anat Admati

The Big Picture

So, reckless loans were made to people who couldn’t pay, liar’s loans who are clearly couldn’t pay because of the commissions of the mortgages …. They thought search should be run as a nonprofit in the academic domain. They gave a lot of it to their favorite clients and then we needed to give more of it.

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