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BKNG), Regeneron Pharmaceuticals, Inc. FMG is not affiliated with the named representative, financial professional, Registered InvestmentAdvisor, Broker-Dealer, nor state- or SEC-registered investment advisory firm. InvestmentAdvisor Representative, Cambridge Investment Research Advisors, Inc.,
I’m a former investmentadvisor representative with LPL Financial. I have a degree in economics, an MBA in marketing, I’m a lecturer at UCLA extension, and at Indigo marketing we work with 165 top independent financial advisors to do their marketing for them. And so, I think a lot about advisors like you.
So, Brian is not a stranger to me, and we have some shared financial interests, but the reason I wanted to bring him in here is there are few people in the industry who have a better perch by which to look at the world of registered investmentadvisors, broker-dealers, all of the changes that are taking place in the space.
BKNG), Regeneron Pharmaceuticals, Inc. FMG is not affiliated with the named representative, financial professional, Registered InvestmentAdvisor, Broker-Dealer, nor state- or SEC-registered investment advisory firm. InvestmentAdvisor Representative, Cambridge Investment Research Advisors, Inc.,
I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investmentadvisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. Salaske: What is an investmentadvisor?
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