Remove Compliance Remove License Remove Wealth Advisor
article thumbnail

Edward Jones Buys Natixis’ Overlay Management Services to Power its UMAs

Wealth Management

Will More Wealth Advisors Gravitate to 401(k) Plans? Louis-based broker/dealer Edward Jones announced it intends to acquire Natixis Investment Managers’ overlay management services capabilities “through the purchase of select assets and an exclusive license for certain proprietary technology.”

article thumbnail

Why useless financial advisor rankings lists should be put to rest!

Sara Grillo

.” And then at the end they encourage readers to use it as a starting point to find a financial advisor. My take on the “Forbes America’s Top Wealth Advisors List” – is this a joke? Forbes also publishes financial advisor rankins. Barron’s Top Advisors Methodology. ” Huh?

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

This broker vs. financial advisor debate got ABSOLUTELY crazy!

Sara Grillo

He holds multiple FINRA licenses and he is associated with The Leaders Group, and independent broker-dealer. Charles King is a financial advisor licensed in 55 states and territories. Doug Twiddy has spent 15-years assisting financial planners and wealth advisors with guidance on proper planning strategies for their clients.

article thumbnail

Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Sara Grillo

Salaske: What is an investment advisor? In addition to his formal Education Robert Wright holds his FINRA Series 7 and 66 licenses, is a CERTIFIED FINANCIAL PLANNER Professional and holds Georgia Resident Life and Health Insurance. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

CFP 59