Remove 2013 Remove Fee Only Remove Investment Advisor
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Why HNIs are moving towards a fee-only advisory model?

Truemind Capital

SEBI introduced fee-based registered investment advisors (RIAs) in 2013, who cannot earn commission by selling products under the advisory model. Their only source of revenue is the fee received directly from the clients. appeared first on Investment Blog.

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Let a million RIAs bloom

Truemind Capital

The best way to solve this problem is by increasing the number of fee-only SEBI Registered Investment Advisors (RIAs) who by design think in the interest of clients. This aligns the advisor’s interest with yours and ends mis-selling. Let a million RIAs bloom!

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Transcript: Brian Hamburger

The Big Picture

So, Brian is not a stranger to me, and we have some shared financial interests, but the reason I wanted to bring him in here is there are few people in the industry who have a better perch by which to look at the world of registered investment advisors, broker-dealers, all of the changes that are taking place in the space.

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Recency Bias!!!

Walkner Condon Financial Advisors

As these tables can take a while to be published or readily available, let’s for now break the past twenty years of available market data into two 10-year periods: 2003-2012 and 2013-2022. To make things simpler (as this discussion is about stocks) we’ll focus on the larger stocks in the three categories discussed above: U.S.

Assets 59
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Should the CFP Board police financial advisor “bad apples”? The debate continues! (Part Two)

Sara Grillo

I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. Salaske: What is an investment advisor?

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